WO1997044379A1 - Lithium and potassium copolysilicate barrier coatings - Google Patents

Lithium and potassium copolysilicate barrier coatings Download PDF

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Publication number
WO1997044379A1
WO1997044379A1 PCT/US1997/008430 US9708430W WO9744379A1 WO 1997044379 A1 WO1997044379 A1 WO 1997044379A1 US 9708430 W US9708430 W US 9708430W WO 9744379 A1 WO9744379 A1 WO 9744379A1
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Prior art keywords
coating
lithium
barrier
substrate
film
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PCT/US1997/008430
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French (fr)
Inventor
Michael A. Hubbard
James A. Mccaulley
Frank P. Battito
Douglas R. Holcomb
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Hoechst Trespaphan Gmbh
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Application filed by Hoechst Trespaphan Gmbh filed Critical Hoechst Trespaphan Gmbh
Priority to AU29416/97A priority Critical patent/AU723225B2/en
Priority to DK97923660T priority patent/DK0900250T4/en
Priority to EP97923660A priority patent/EP0900250B2/en
Priority to DE69709728T priority patent/DE69709728T3/en
Priority to CA002252878A priority patent/CA2252878C/en
Priority to AT97923660T priority patent/ATE209229T1/en
Publication of WO1997044379A1 publication Critical patent/WO1997044379A1/en
Priority to HK99104927A priority patent/HK1019760A1/en

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    • CCHEMISTRY; METALLURGY
    • C08ORGANIC MACROMOLECULAR COMPOUNDS; THEIR PREPARATION OR CHEMICAL WORKING-UP; COMPOSITIONS BASED THEREON
    • C08JWORKING-UP; GENERAL PROCESSES OF COMPOUNDING; AFTER-TREATMENT NOT COVERED BY SUBCLASSES C08B, C08C, C08F, C08G or C08H
    • C08J7/00Chemical treatment or coating of shaped articles made of macromolecular substances
    • C08J7/04Coating
    • C08J7/042Coating with two or more layers, where at least one layer of a composition contains a polymer binder
    • C08J7/0423Coating with two or more layers, where at least one layer of a composition contains a polymer binder with at least one layer of inorganic material and at least one layer of a composition containing a polymer binder
    • CCHEMISTRY; METALLURGY
    • C08ORGANIC MACROMOLECULAR COMPOUNDS; THEIR PREPARATION OR CHEMICAL WORKING-UP; COMPOSITIONS BASED THEREON
    • C08JWORKING-UP; GENERAL PROCESSES OF COMPOUNDING; AFTER-TREATMENT NOT COVERED BY SUBCLASSES C08B, C08C, C08F, C08G or C08H
    • C08J7/00Chemical treatment or coating of shaped articles made of macromolecular substances
    • C08J7/04Coating
    • C08J7/048Forming gas barrier coatings
    • CCHEMISTRY; METALLURGY
    • C08ORGANIC MACROMOLECULAR COMPOUNDS; THEIR PREPARATION OR CHEMICAL WORKING-UP; COMPOSITIONS BASED THEREON
    • C08JWORKING-UP; GENERAL PROCESSES OF COMPOUNDING; AFTER-TREATMENT NOT COVERED BY SUBCLASSES C08B, C08C, C08F, C08G or C08H
    • C08J7/00Chemical treatment or coating of shaped articles made of macromolecular substances
    • C08J7/04Coating
    • C08J7/052Forming heat-sealable coatings
    • CCHEMISTRY; METALLURGY
    • C08ORGANIC MACROMOLECULAR COMPOUNDS; THEIR PREPARATION OR CHEMICAL WORKING-UP; COMPOSITIONS BASED THEREON
    • C08JWORKING-UP; GENERAL PROCESSES OF COMPOUNDING; AFTER-TREATMENT NOT COVERED BY SUBCLASSES C08B, C08C, C08F, C08G or C08H
    • C08J7/00Chemical treatment or coating of shaped articles made of macromolecular substances
    • C08J7/04Coating
    • C08J7/06Coating with compositions not containing macromolecular substances
    • CCHEMISTRY; METALLURGY
    • C09DYES; PAINTS; POLISHES; NATURAL RESINS; ADHESIVES; COMPOSITIONS NOT OTHERWISE PROVIDED FOR; APPLICATIONS OF MATERIALS NOT OTHERWISE PROVIDED FOR
    • C09DCOATING COMPOSITIONS, e.g. PAINTS, VARNISHES OR LACQUERS; FILLING PASTES; CHEMICAL PAINT OR INK REMOVERS; INKS; CORRECTING FLUIDS; WOODSTAINS; PASTES OR SOLIDS FOR COLOURING OR PRINTING; USE OF MATERIALS THEREFOR
    • C09D1/00Coating compositions, e.g. paints, varnishes or lacquers, based on inorganic substances
    • C09D1/02Coating compositions, e.g. paints, varnishes or lacquers, based on inorganic substances alkali metal silicates
    • YGENERAL TAGGING OF NEW TECHNOLOGICAL DEVELOPMENTS; GENERAL TAGGING OF CROSS-SECTIONAL TECHNOLOGIES SPANNING OVER SEVERAL SECTIONS OF THE IPC; TECHNICAL SUBJECTS COVERED BY FORMER USPC CROSS-REFERENCE ART COLLECTIONS [XRACs] AND DIGESTS
    • Y10TECHNICAL SUBJECTS COVERED BY FORMER USPC
    • Y10TTECHNICAL SUBJECTS COVERED BY FORMER US CLASSIFICATION
    • Y10T428/00Stock material or miscellaneous articles
    • Y10T428/31504Composite [nonstructural laminate]
    • Y10T428/31725Of polyamide
    • Y10T428/31739Nylon type
    • YGENERAL TAGGING OF NEW TECHNOLOGICAL DEVELOPMENTS; GENERAL TAGGING OF CROSS-SECTIONAL TECHNOLOGIES SPANNING OVER SEVERAL SECTIONS OF THE IPC; TECHNICAL SUBJECTS COVERED BY FORMER USPC CROSS-REFERENCE ART COLLECTIONS [XRACs] AND DIGESTS
    • Y10TECHNICAL SUBJECTS COVERED BY FORMER USPC
    • Y10TTECHNICAL SUBJECTS COVERED BY FORMER US CLASSIFICATION
    • Y10T428/00Stock material or miscellaneous articles
    • Y10T428/31504Composite [nonstructural laminate]
    • Y10T428/31786Of polyester [e.g., alkyd, etc.]
    • YGENERAL TAGGING OF NEW TECHNOLOGICAL DEVELOPMENTS; GENERAL TAGGING OF CROSS-SECTIONAL TECHNOLOGIES SPANNING OVER SEVERAL SECTIONS OF THE IPC; TECHNICAL SUBJECTS COVERED BY FORMER USPC CROSS-REFERENCE ART COLLECTIONS [XRACs] AND DIGESTS
    • Y10TECHNICAL SUBJECTS COVERED BY FORMER USPC
    • Y10TTECHNICAL SUBJECTS COVERED BY FORMER US CLASSIFICATION
    • Y10T428/00Stock material or miscellaneous articles
    • Y10T428/31504Composite [nonstructural laminate]
    • Y10T428/31855Of addition polymer from unsaturated monomers
    • Y10T428/31931Polyene monomer-containing
    • YGENERAL TAGGING OF NEW TECHNOLOGICAL DEVELOPMENTS; GENERAL TAGGING OF CROSS-SECTIONAL TECHNOLOGIES SPANNING OVER SEVERAL SECTIONS OF THE IPC; TECHNICAL SUBJECTS COVERED BY FORMER USPC CROSS-REFERENCE ART COLLECTIONS [XRACs] AND DIGESTS
    • Y10TECHNICAL SUBJECTS COVERED BY FORMER USPC
    • Y10TTECHNICAL SUBJECTS COVERED BY FORMER US CLASSIFICATION
    • Y10T428/00Stock material or miscellaneous articles
    • Y10T428/31504Composite [nonstructural laminate]
    • Y10T428/31855Of addition polymer from unsaturated monomers
    • Y10T428/31938Polymer of monoethylenically unsaturated hydrocarbon

Definitions

  • the present invention relates generally to silicate-based barrier coatings for polymeric articles.
  • Alkali metal polysilicates have long been known as protective coatings that modify the permeability or surface characteristics of polymeric films and other articles.
  • Lithium (Li), sodium (Na), and potassium (K) polysilicates are known to be effective as protective coatings for a variety of surfaces.
  • Japanese Patent Publication No. H7-18202 published January 20, 1995 refers to a water- insoluble, coating material and binder for use on metals, synthetic resins, glass, wood, cement, etc, which contains mixtures of an aqueous solution of sodium or potassium silicate and an aqueous solution of lithium silicate, where the ratio of the sodium or potassium silicate to lithium silicate is in the range of 1 -3.
  • Li 2 O of about 1.6 to 4.6 Li 2 O of about 1.6 to 4.6.
  • polymeric articles are known to become hazy after certain polysilicate coatings have been incorporated.
  • sodium (Na) polysilicate coatings to effloresce, i.e., to become covered by powdery crystalline material as a result of atmospheric exposure, has been documented [Weldes and Lange , Ind. Enq. Chem.. 61(4):28-44 (1969)]. This characteristic has similarly been observed for lithium polysilicate coatings by the present inventors.
  • pure potassium polysilicate coatings do not effloresce, but suffer severe loss of barrier performance above 50% relative humidity. Pure lithium polysilicate coatings, on the other hand, exhibit little or no loss of barrier performance over the same relative humidity range.
  • barrier coatings for coating compositions and methods which overcome the above deficiencies, and are widely available as vapor, gas and/or aroma barriers for polymeric articles, e.g., packaging products.
  • the present invention provides a method for providing improved vapor, gas and aroma barrier properties at high relative humidities to a polymeric substrate.
  • the method involves coating the substrate with a barrier coating solution containing a lithium-potassium copolysilicate of the formula (LbO) x (K 2 O) 1-x (SiO 2 ) y wherein x is the mole fraction of LbO in the combined alkali metal oxides (IVbO), and y is the SiO 2 :M 2 O mole ratio.
  • x ranges from 0 to 1 , inclusive. Specifically, if x is less than 1 , y is between 1 and 10; and if x is 1 , y is greater than 4.6.
  • the present invention provides a novel vapor, gas and/or aroma barrier coating solution for polymeric articles comprising a copolysilicate of the above formula, which overcomes deficiencies in the art.
  • the aforementioned coating solution is represented by the general formula above, except that y is greater than 4.6 if x is less than 1 , and x is greater than 0.5, if y is between 1 and 10.
  • the coating solution is preferably colorless or transparent and can contain a suitable surfactant.
  • Another aspect of this invention provides a polymeric article coated with the above described barrier coating solution.
  • the article may be typically a polymer film or membrane, such as those employed in the packaging of foodstuffs, a sheet, or a rigid or semi-rigid container, e.g., a bottle.
  • Fig. 1 is a graph of the hazing rate (in absolute percentage per day, i.e., a value of one indicates an increase of, for example, from 5% to 6% haze in a single day) vs. the mole fraction x of LbO in the copolysilicate (Li 2 O) x (K 2 ⁇ ) ⁇ -x (Si ⁇ 2 ) y .
  • This figure depicts the dependence of the hazing rate on the amount of lithium in the coating composition.
  • the present invention overcomes the deficiencies in prior art vapor barrier coatings.
  • This invention includes a method for providing improved vapor, gas, and/or aroma barrier properties at high relative humidities to polymeric substrates using coating solutions containing a lithium-potassium co-polysilicate.
  • the invention also provides novel coating solutions for the substrate as well as improved coated articles.
  • the coating solutions used in the present method provide excellent vapor, gas and aroma barrier characteristics at high relative humidity in comparison with pure potassium polysilicates, and exhibit markedly reduced rates of efflorescence in comparison with pure lithium polysilicates.
  • vapor implies a liquid at partial pressure, such as water vapor.
  • gas includes oxygen, nitrogen, carbon dioxide and others.
  • Aroma includes those materials which bear a fragrance, for example, menthol and others.
  • vapor barrier can be interpreted to mean a barrier to gases and aromas as well as traditionally defined vapors.
  • solution is interpreted to include colloidal dispersions and suspensions.
  • colloidal dispersion or suspension is meant any dispersion or suspension of particles in liquid, the particles being of a size greater than molecular scale that do not settle out. Generally the particle size in a suspension or dispersion of this invention are from about 10 to about 50,000 Angstroms.
  • Coating solution as used herein is meant a liquid containing dissolved or suspended solids that do not settle out and which is used to apply said solids to a substrate.
  • the method of the invention specifically involves coating a polymeric substrate with a barrier coating solution containing a lithium and potassium copolysilicate.
  • the coating solution contains a copolysilicate, i.e., a mixture of two different alkali metal polysilicates. More specifically, the coating solutions result from a mixture of lithium and potassium polysilicates.
  • These coating solutions are characterized by copolysilicate of the general formula (LbO) x (K 2 O) ⁇ . x (SiO 2 ) y , in which the mole fraction of
  • Li 2 O is x and the molar ratio of Si ⁇ 2 to M 2 O is y.
  • the co-polysilicate is one in which y is between 1 and 10, if x is less than 1 , or y is greater than 4.6 if x is 1 .
  • Certain novel coating solutions for use in the above- described method are provided by the formula above, in which y is greater than 4.6 if x is less than 1 , or x is greater than 0.5 if y is between 1 and 10. More preferably, a novel coating solution of this invention is characterized by a value of x between 0.5 and 1 and a value of y between
  • Coating solutions useful in the method, as well as the novel coating solutions of this invention can also contain a suitable surfactant to reduce surface tension
  • surfactants can be anionic, cationic and non- ionic, and many surfactants of each type are available commercially
  • the surfactant useful in the methods and solutions of this invention is nonionic
  • a suitable surfactant for inclusion in these compositions possesses a critical micelle concentration sufficiently low to ensure a dried coating uncompromised by residual surfactant
  • the surfactant is selected from the group consisting of acetylenic glycols (e.g., such as those provided commercially by Air Products) and alkyl ethoxylates (such as those provided commercially by Hoechst Celanese and many others)
  • the amount of surfactant added to the coating solution or composition will depend on the particular surfactant selected, but should be the minimum amount of surfactant that is necessary to achieve wetting of the polymer substrate while not compromising the performance of the dried coating
  • typical surfactant amounts can be less than or equal to about 0 1 % by weight of an acetylenic glycol or an alkyl ethoxylate
  • a typical coating solution according to this invention is preferably colorless and transparent
  • a coating solution of the invention may be prepared from commercially available
  • Example 1 one exemplary commercially available product bearing the trademark Inobond® Li 2043 (van Baerle & Cie AG) is an aqueous colloidal suspension of lithium polysilicate which contains ⁇ 24.5% by weight silicon dioxide and -3.0% by weight lithium oxide.
  • Another useful product bears the trademark K- 4009 (van Baerle & Cie AG) and is an aqueous colloidal suspension containing -26.8% by weight silicon dioxide and -13% by weight potassium oxide. Such components are then mixed with water to produce a desired solids content.
  • the molar ratio, y, of SiO2:M 2 O of the dried coatings may be determined by the molar ratios of SiO2:Li 2 O and SiO 2 :K 2 O in the starting alkali metal polysilicates.
  • One may, however, desire to modify the overall SiO 2 :M 2 O mole ratio in the copolysilicate coating. This may be accomplished by the addition of aqueous suspensions of colloidal silica to the coating solution.
  • aqueous suspensions of colloidal silica As described in Example 4, below, one exemplary commercially available product bearing the trademark Ludox ® AS-30 (DuPont Specialty Chemicals) is an aqueous colloidal suspension of silicon dioxide which contains 30% by weight solids. Such colloidal dispersions are available under a variety of trademarks including Ludox ®
  • a typical useful solids content for coating solutions of this invention is up to about 25% by weight of solids
  • the desired solids content depends entirely on the coating method used, and may be readily adjusted by techniques well known to the art to achieve a desired coating thickness of the dry coating on the selected substrate.
  • coating on a thin film or sheet are desirably between about 200 to about 500 nm of dry coating, and more preferably about 300 nm.
  • Coatings on rigid or semi-rigid containers are desirably from about 100 to about 1000 nm of dry coating. Such an adjustment is well within the skill of the art [see, e.g., Canadian Patent No. 993,738].
  • the vapor barrier coating mixtures are then subjected to a period of stirring and, optionally, filtration.
  • a surfactant may be added at this stage to reduce the surface tension of the coating solution.
  • Genapof 26-L-60N nonionic surfactant Hoechst Celanese
  • other surfactants represented by trademarks such as Genapol® UD050 [Hoechst] and Dynol 604® may be added at this stage.
  • Genapol® UD050 [Hoechst] and Dynol 604® may be added at this stage.
  • the vapor barrier coating solution is thus ready to be applied to a polymeric surface or substrate.
  • the lithium-potassium copolysilicate coatings of the invention can be used on a variety of polymeric surfaces and articles to improve (i.e., reduce) the permeability of the products to vapors, such as oxygen, carbon dioxide, nitrogen and others.
  • Typical organic aromas and vapors include, but are not limited to, d-limonene, cinnamaldehyde, vanillin, menthol, gasoline, perfume fragrances, and the like. These coatings are particularly advantageous where the polymers used to prepare the article or substrate do not provide sufficient vapor, gas, or aroma impermeability for the desired application.
  • Suitable substrates to be coated with the above-described coating solutions include substrates formed of polymers including polyesters, such as poly(ethylene terephthalate) (PET); polyolefins, particularly polypropylene, polystyrene, polyethylene and cycloolefins (COC), such as a copolymer of ethylene and norbornene [US Patent No. 5,087,677]; and polyamides, such as nylon.
  • PET poly(ethylene terephthalate)
  • COC cycloolefins
  • the articles coated by these coatings include, without limitation, polymeric films and sheets, rigid and semi-rigid containers, and other surfaces.
  • Especially preferred articles for coating according to this invention include polypropylene films, PET films, nylon films, films used in covering food products (e.g., meats, poultry, etc.), beverage bottles, plastic containers, jars, blisterpacks and lidstocks, made of the foregoing polymers.
  • the polymeric articles to be coated by the compositions of the invention may be previously untreated.
  • the polymeric article such as a film or bottle, may be first plasma treated to improve wetting and adhesion by the barrier coating as described in the following
  • the polymeric article may be corona-treated by the industry-wide corona discharge treatment method.
  • a suitable primer may be first applied to the polymeric article.
  • a primer solution of poly(vinyl alcohol) or poly(hydroxystyrene) may be used to improve wetting of the barrier coating solutions on the polymer.
  • the polymer may also have been flame treated, or chemically etched and oxidized prior to the application of the coating solution of this invention.
  • the substrate may be a film that contains on at least one side a heat seal layer.
  • heat seal layers may be made of an ethylene-propylene copolymer or ethylene-propylene-butylene terpolymer.
  • the coating solution is applied on the surface of the heat seal layer.
  • the coating solution of the present invention can be applied to the surface of the film opposite the surface coated with the heat seal layer.
  • the polymeric substrate or article may also comprise a protective topcoat layer. The coatings of this invention may be applied over the topcoat layer.
  • the coatings of this invention may be applied to the selected polymeric surface or article by conventional coating techniques known to those of skill in the art.
  • Roll coating techniques include, but are not limited to, rod, reverse roll, forward roll, air knife, knife over roll, blade, gravure and slot die coating methods General descriptions of these types of coating methods may be found in texts, such as Modern Coating and Drying Techniques, (E. Cohen and E Gutoff, eds; VCH Publishers) New York (1992) and Web Processing and Converting Technology and Equipment, (D. Satas, ed, Van Nostrand
  • Three dimensional articles may be coated by spray coating or dip coating
  • the method of application is not a limitation on the present invention, but may be selected from among these and other well-known methods by the person of skill in the art.
  • the coated product After coating, the coated product must be dried at a selected temperature of room temperature or greater than room temperature
  • the selection of the drying temperature depends on the desired time for drying; that is, accelerated drying times may be achieved at elevated temperatures which would not be necessary rf a longer time period for drying was acceptable
  • One of skill in the art can readily adjust the oven temperature and drying time as desired
  • the performance of the dried vapor barrier coating is insensitive to the drying temperature over the range 25-200°C.
  • a significant advantage of the present coatings and method is that low temperature ( ⁇ 100°C) drying makes this process compatible with requirements of biaxially oriented polypropylene (BOPP) film processing
  • compositions of these polysilicate coatings of the invention are expressed as the mole fraction, x, of LbO in the copolysilicate (Li 2 O) x (K 2 O) ⁇ -x (Si ⁇ 2 ) y , with values of x ranging from 0 to 1.
  • Inobond® Li 2043 lithium polysilicate solution van Baerle & Cie AG
  • K-4009 potassium polysilicate solution van Baerle & Cie
  • Genapol ® 26-L-60N nonionic surfactant (Hoechst Celanese), as a 1% by weight solution in water, was then added to improve wetting of the poly(ethylene terephthalate) (PET) substrates.
  • PET film Hoechst Diafoil, Hostaphan ® 2400, 0.5 mil thick
  • Any dust on the film was blown off with a jet of clean, filtered air.
  • the samples were then plasma treated to improve wetting by copolysilicate coating solutions and adhesion of dried copolysilicate coatings.
  • Plasma treatment was performed using a Plasma Preen microwave reactor operated at 50% power with 2 Torr of oxygen. The treatment duration was 5 s. Approximately 10 g of coating solution was dispensed on the PET film before spinning at 2000 rpm for 10 s. The coated films were dried in an oven maintained at 50°C for -30 s.
  • Optical haze was measured with a spectrophotometer (MacBeth Color-Eye 7000) conforming to ASTM D 1003-61. Samples were characterized shortly after spin-coating and then placed in an environmental chamber (Tenney TH Jr.) maintained at 80°C and 85% relative humidity. Samples were periodically removed from the chamber for haze measurement over a period of two weeks.
  • the initial linear rate of haze formation by efflorescence is calculated by least-squares fit to a plot of % haze vs. time. At longer times the % haze reaches a plateau, with the plateau value proportional to the lithium content of the copolysilicate coating.
  • Fig. 1 depicts the dependence of the initial rate of haze development on coating composition. The hazing rate increases linearly with increasing lithium content. D. Measurement of Oxygen Transmission Rates
  • the barrier performance of the coated film samples was assessed by measurement of the OTR.
  • OTR measurements were performed using a Mocon Oxtran 2000 instrument.
  • Table 2 presents OTR values at 30°C (OTR units: cm 3 /[m 2 atm day]) vs. relative humidity for a series of (Li 2 O) x (K 2 O) ⁇ - x (SiO 2 ) y copolysilicate barrier coatings on 0.5 mil PET film.
  • Copolysilicate coatings containing little lithium suffer severe loss of barrier performance at high humidity.
  • Copolysilicate coatings, where 0.5 3 x 3 1 provide good barrier performance at high humidity on PET film while, as shown in Fig. 1 , having significantly reduced susceptibility to efflorescence, as compared to a lithium polysilicate coating.
  • EXAMPLE 2 VARIATION OF THE LITHIUM OXIDE MOLE FRACTION OF COPOLYSILICATE COATINGS ON BIAXIALLY ORIENTED PET FILM
  • a series of three lithium-potassium copolysilicate barrier coating solutions was prepared using the following recipe and quantities listed in Table 3.
  • the value x refers to the mole fraction x of Li 2 O in the copolysilicate (Li 2 O) x (K 2 ⁇ ) ⁇ -x (Si ⁇ 2) y .
  • Inobond® Li 2043 was mixed with distilled water.
  • K-4009 potassium polysilicate solution was added with stirring to the lithium polysilicate solution.
  • the resulting coating solutions had 10% total solids.
  • Analogous solutions containing 10% solids of the individual alkali metal polysilicates were prepared as comparative samples.
  • Oxygen transmission rates were measured using a Mocon Oxtran 2000 instrument. Table 4 presents the oxygen transmission rate results for copolysilicate coated PET film as a function of relative humidity. As a point of reference, uncoated Hostaphan ® 2400 grade PET film (0.5 mil) possesses an oxygen transmission rate of approximately 170 cm 3 /[m 2 day atm] when tested at 30°C and 0% relative humidity. The OTR reduction for this example is significantly better than the data in Example 1.
  • a series of three lithium-potassium copolysilicate barrier coating solutions were prepared as described in Example 2.
  • Analogous solutions containing 10% solids of the individual alkali metal polysilicates were prepared as comparative samples
  • a priming solution consisting of poly(p-hydroxystyrene) in aqueous base was prepared by adding in order, with stirring, 4 19 g of lithium hydroxide monohydrate and
  • Oxygen transmission rates were measured using a Mocon Oxtran 2000 instrument.
  • Table 5 presents the oxygen transmission rate results for copolysilicate barrier coated biaxially oriented polypropylene film (1.2 mil thick) as a function of relative humidity.
  • uncoated FND 30 grade polypropylene possesses an oxygen transmission rate of approximately 1700 cm 3 /[m 2 day atm] when tested at 30°C and 0% relative humidity, essentially the same as the value obtained for primed but uncoated film as shown in Table 5.
  • Example 1 demonstrates that the rate of haze formation by efflorescence in lithium polysilicate barrier coatings can be reduced by adding potassium silicate. Addition of potassium silicate, however, compromises the excellent oxygen barrier performance of lithium silicate coatings at high humidity. A balance of low efflorescence rate and satisfactory barrier performance at high humidity is achieved with approximately equimolar lithium-potassium copolysilicate blends.
  • y was increased by either: (1 ) using a potassium polysilicate solution with a higher SiO 2 :K 2 O mole ratio or (2) adding colloidal silica.
  • the first approach permits y of the present copolysilicate coatings to be increased from 3.64 to 4.0.
  • the upper limit of y is dictated by the SiO 2 :K 2 O mole ratio of commercially available potassium polysilicate coating solutions.
  • the second approach, adding colloidal SiO 2 permits solutions of even higher y value to be prepared.
  • the source of lithium polysilicate was Inobond® Li 2043.
  • the source of potassium polysilicate was either K-4009 or KASIL ® #1 potassium polysilicate solution (PQ Corporation) having 8.30% w/w K.O and 20.8 % w/w Si ⁇ 2 .
  • the colloidal silica source was chosen from the list of Ludox ® colloidal silica suspensions (DuPont Specialty Chemicals) described in Table 6.
  • Dupont's Ludox ® CL-X silica is encapsulated in AI 2 O 3 .
  • Equivalent products marketed under the tradename Klebasof ® are available from Societe Francaise Hoechst.
  • Ludox CL-X sodium (AI 2 O 3 ) 45.0 22
  • a series of lithium-potassium copolysilicate barrier coating solutions with a LbO mole fraction of x 0.5 and differing SiO 2 :M 2 O mole ratios, y, was prepared according to the amounts listed in Table 7.
  • a potassium silicate solution, KASIL ® #1 having a SiO 2 :K 2 O mole ratio of 4 was used.
  • distilled water, potassium polysilicate solution, lithium polysilicate solution, and Ludox ® colloidal silica were combined in the order given.
  • the resulting coating solutions had 10% total solids and had SiO 2 :M 2 O mole ratios, y, between 3.64 and 10.0.
  • Analogous solutions containing 10% solids of the alkali metal polysilicates and no additional colloidal silica were prepared as comparative samples.
  • uncoated 0.5 mil thick PET film has an OTR of -1 15 cm 3 /(m 2 day atm) at 23°C and 50% relative humidity.
  • EXAMPLE 5 SIMULTANEOUS VARIATION OF Slp9:M ? O MOLE RATIO, v. AND MOLE FRACTION OF LbO. x. IN (LbOUK OWSiO ⁇ COPOLYSILICATE COATINGS ON BIAXIALLY ORIENTED PET FILM A.
  • Preparation of coating solutions A series of lithium-potassium copolysilicate barrier coating solutions were prepared according to the amounts listed in Table 9. With continuous stirring, distilled water, K-4009 potassium polysilicate solution, Inobond® Li 2043 lithium polysilicate solution, and Ludox ® AS-30 colloidal suspension of silicon dioxide containing 30% solids (DuPont Specialty Chemicals) were combined in the order given. The resulting coating solutions had 10% total solids and had SiO 2 :M 2 O mole ratios, y values of between 3.51 and 13. Analogous solutions containing 10% solids of the individual alkali metal polysilicates were prepared as comparative samples.
  • Table 10 presents the oxygen transmission rate results for biaxially oriented PET film (0.5 mil thick) coated with copolysilicate barrier layers having various SiO 2 :M 2 O mole ratios, y, and LbO mole fractions, x, in (LbO) x (K 2 O) ⁇ -x (SiO 2 ) y as a function of relative humidity.
  • uncoated Hostaphan ® 2400 grade PET film 0.5 mil thick
  • Biaxially oriented PET film (Hoechst Diafoil, Hostaphan ® 2400, 0.5 mil thick), was coated with the copolysilicate solution described above using roll coating at a speed of 200 fpm. Corona discharge treatment was used to increase the surface energy of the film surface immediately prior to application of the coating. Application of the coating was achieved with the use of a gravure cylinder in a reverse gravure configuration with a hard rubber backing roll.
  • the ceramic-coated gravure cylinder possessed a laser engraved cell pattern with 220 lines per inch arranged at a 60 degree angle to the roll axis and a theoretical cell volume of 10 billion cubic microns per square inch.
  • uncoated 0.5 mil Hostaphan ® 2400 grade PET film possesses an oxygen transmission rate of approximately 115 cr ⁇ 7[m 2 day atm] when tested at 23°C and 50% relative humidity.
  • EXAMPLE 7 COPOLYSILICATE COATED THICK PET FILM A. Preparation of coating solutions
  • Oxygen transmission rates were measured using a Mocon Oxtran 2000 instrument Samples were tested at 23°C and either 0 or
  • Table 1 1 presents oxygen transmission rate results for thick biaxially oriented poly(ethylene terephthalate) film (6 5 mil thick) uncoated or coated with copolysilicate barrier layers. Note that the OTR of uncoated PET film is inversely dependent on film thickness ⁇ 8 cm 3 /[m 2 day atm] for 6.5 mil film vs. -115 cm 3 /[m 2 day atm] for 0.5 mil film at 23°C (see Example 5). In contrast, the oxygen transmission rate of copolysilicate- coated biaxially oriented PET film is independent of substrate thickness.
  • EXAMPLE 8 COPOLYSILICATE BARRIER COATINGS ON PET BOTTLES
  • This example demonstrates the oxygen barrier performance achieved by spray coating PET bottles with lithium-potassium copolysilicate barrier coatings.
  • the main differences between coating PET film and bottles are (1) the greater thickness of bottle walls, typically 14 mil vs. the 0.5 mil or
  • the second coating solution was prepared by adding 0.195 g of Genapol® 26-L-60-N (Hoechst Celanese), an alkyl ethoxylate surfactant, to a 1003.35 g aliquot of Barrier 1. Each solution contained a total of 2.0%) solids by weight. The solutions were thoroughly mixed immediately before spray coating.
  • Oxygen transmission rates were measured using a Mocon Oxtran 2000 instrument with a package test module maintained at
  • Table 12 presents the oxygen transmission rate values for an oxygen partial pressure difference of 0.21 atm across the PET bottle wall, i.e. air on the outside, pure nitrogen on the inside. These data demonstrate an approximate two-fold decrease in oxygen transmission rate effected with a lithium-potassium copolysilicate barrier layer.
  • Sample ID Coating OTR (cm 3 /[pkg day] at 30°C, 0% Relative Humidity and 21% O 2 Atm.)
  • EXAMPLE 10 AROMA BARRIER PERFORMANCE OF COPOLYSILICATE- COATED, BIAXIALLY-ORIENTED POLYPROPYLENE FILM A. Preparation of Coating Solution
  • Biaxially-oriented polypropylene film (Trespaphan ® FND 20, 0.8 mil thick) was corona treated, then primed with a poly(vinyl alcohol) solution by reverse gravure coating.
  • the primed film was coated with the copolysilicate solution described in this example using roll coating at a speed of 200 fpm.
  • Application of the coating was achieved with the use of a gravure cylinder in a reverse gravure configuration with a hard rubber backing roll.
  • the ceramic-coated gravure cylinder possessed a laser- engraved cell pattern with 220 lines per inch arranged at a 60° angle relative to the roll axis and a theoretical cell volume of 10 billion cubic microns per square inch.
  • Aroma barrier performance was tested using cinnamaldehyde as a permeant.
  • the cinnamaldehyde transmission rates of uncoated and copolysilicate-coated film are 0.095 g ⁇ m 2 day) and 0.022 g/(m 2 day) at 23°C, respectively.
  • EXAMPLE 1 1 COPOLYSILICATE COATED CYCLOOLEFINIC COPOLYMER FILM
  • Oxygen transmission rates were measured using a Mocon Oxtran 20000 instrument at 30°C and 0% relative humidity.
  • the polysilicate coated film exhibited an OTR of 28 cm 3 /[m 2 day atm] whereas an uncoated film exhibited an OTR of 2819 cm 3 /[m 2 day atm] under the same conditions.
  • lithium-potassium copolysilicate coatings of the present invention reduce the rate of efflorescence of pure lithium polysilicates without sacrificing the barrier qualities of such lithium-polysilicate coatings.
  • the present invention lithium- potassium polysilicate coatings provide superior barrier properties with reduced negative side-effects caused by efflorescence.

Abstract

A method and novel barrier coating solutions are provided for imparting improved vapor, gas or aroma permeability characteristics to a coated polymeric substrate. The method and solutions employ a lithium-potassium copolysilicate of the formula (Li2O)x(K2O)1-x(SiO2)y. For the method, y is between 1 and 10, if x is less than 1; or y is greater than 4.6, if x is 1. For the novel coating solutions, y is greater than 4.6 if x is less than 1; or x is greater than 0.5 if y is between 1 and 10.

Description

LITHIUM AND POTASSIUM COPOLYSILICATE BARRIER COATINGS
Cross-Reference to Other Applications
This is a continuation-in-part of U. S. Patent Application No. 08/652,287, filed May 22, 1996.
Field of the Invention
The present invention relates generally to silicate-based barrier coatings for polymeric articles.
Background of the Invention
Alkali metal polysilicates have long been known as protective coatings that modify the permeability or surface characteristics of polymeric films and other articles. Lithium (Li), sodium (Na), and potassium (K) polysilicates are known to be effective as protective coatings for a variety of surfaces. For example, Japanese Patent Publication No. H7-18202, published January 20, 1995 refers to a water- insoluble, coating material and binder for use on metals, synthetic resins, glass, wood, cement, etc, which contains mixtures of an aqueous solution of sodium or potassium silicate and an aqueous solution of lithium silicate, where the ratio of the sodium or potassium silicate to lithium silicate is in the range of 1 -3.
As another example, Hecht and Her, Canadian Patent No. 993,738, describe a gas and liquid-impermeable coating for polymeric substrates comprising lithium polysilicate having a mole ratio of SiO≥ to
Li2O of about 1.6 to 4.6. However, polymeric articles are known to become hazy after certain polysilicate coatings have been incorporated. The tendency of sodium (Na) polysilicate coatings to effloresce, i.e., to become covered by powdery crystalline material as a result of atmospheric exposure, has been documented [Weldes and Lange, Ind. Enq. Chem.. 61(4):28-44 (1969)]. This characteristic has similarly been observed for lithium polysilicate coatings by the present inventors. In contrast, pure potassium polysilicate coatings do not effloresce, but suffer severe loss of barrier performance above 50% relative humidity. Pure lithium polysilicate coatings, on the other hand, exhibit little or no loss of barrier performance over the same relative humidity range.
There remains a need in the art of barrier coatings for coating compositions and methods which overcome the above deficiencies, and are widely available as vapor, gas and/or aroma barriers for polymeric articles, e.g., packaging products.
Summary of the Invention
In one aspect, the present invention provides a method for providing improved vapor, gas and aroma barrier properties at high relative humidities to a polymeric substrate. The method involves coating the substrate with a barrier coating solution containing a lithium-potassium copolysilicate of the formula (LbO)x(K2O)1-x(SiO2)y wherein x is the mole fraction of LbO in the combined alkali metal oxides (IVbO), and y is the SiO2:M2O mole ratio. In this method, x ranges from 0 to 1 , inclusive. Specifically, if x is less than 1 , y is between 1 and 10; and if x is 1 , y is greater than 4.6.
In another aspect, the present invention provides a novel vapor, gas and/or aroma barrier coating solution for polymeric articles comprising a copolysilicate of the above formula, which overcomes deficiencies in the art. The aforementioned coating solution is represented by the general formula above, except that y is greater than 4.6 if x is less than 1 , and x is greater than 0.5, if y is between 1 and 10. The coating solution is preferably colorless or transparent and can contain a suitable surfactant. Another aspect of this invention provides a polymeric article coated with the above described barrier coating solution. The article may be typically a polymer film or membrane, such as those employed in the packaging of foodstuffs, a sheet, or a rigid or semi-rigid container, e.g., a bottle.
Other aspects and advantages of the present invention are described in the detailed description below and in the claims.
Brief Description of the Drawings Fig. 1 is a graph of the hazing rate (in absolute percentage per day, i.e., a value of one indicates an increase of, for example, from 5% to 6% haze in a single day) vs. the mole fraction x of LbO in the copolysilicate (Li2O)x(K2θ)ι-x(Siθ2)y. This figure depicts the dependence of the hazing rate on the amount of lithium in the coating composition.
Detailed Description of the Invention
The present invention overcomes the deficiencies in prior art vapor barrier coatings. This invention includes a method for providing improved vapor, gas, and/or aroma barrier properties at high relative humidities to polymeric substrates using coating solutions containing a lithium-potassium co-polysilicate. The invention also provides novel coating solutions for the substrate as well as improved coated articles. The coating solutions used in the present method provide excellent vapor, gas and aroma barrier characteristics at high relative humidity in comparison with pure potassium polysilicates, and exhibit markedly reduced rates of efflorescence in comparison with pure lithium polysilicates. I. Definitions
The term "vapor" implies a liquid at partial pressure, such as water vapor. The term "gas" includes oxygen, nitrogen, carbon dioxide and others. "Aroma" includes those materials which bear a fragrance, for example, menthol and others. For simplicity, as used herein, the term
"vapor barrier" can be interpreted to mean a barrier to gases and aromas as well as traditionally defined vapors.
Similarly as used herein, the term "solution" is interpreted to include colloidal dispersions and suspensions. By "colloidal dispersion or suspension" is meant any dispersion or suspension of particles in liquid, the particles being of a size greater than molecular scale that do not settle out. Generally the particle size in a suspension or dispersion of this invention are from about 10 to about 50,000 Angstroms. "Coating solution" as used herein is meant a liquid containing dissolved or suspended solids that do not settle out and which is used to apply said solids to a substrate.
II. The Invention
The method of the invention specifically involves coating a polymeric substrate with a barrier coating solution containing a lithium and potassium copolysilicate. The coating solution contains a copolysilicate, i.e., a mixture of two different alkali metal polysilicates. More specifically, the coating solutions result from a mixture of lithium and potassium polysilicates. These coating solutions are characterized by copolysilicate of the general formula (LbO)x(K2O)ι.x(SiO2)y, in which the mole fraction of
Li2O is x and the molar ratio of Siθ2 to M2O is y. In the coating solutions useful in the method of the present invention, the co-polysilicate is one in which y is between 1 and 10, if x is less than 1 , or y is greater than 4.6 if x is 1 . Certain novel coating solutions for use in the above- described method are provided by the formula above, in which y is greater than 4.6 if x is less than 1 , or x is greater than 0.5 if y is between 1 and 10. More preferably, a novel coating solution of this invention is characterized by a value of x between 0.5 and 1 and a value of y between
4 6 and 10.
Coating solutions useful in the method, as well as the novel coating solutions of this invention, can also contain a suitable surfactant to reduce surface tension Surfactants can be anionic, cationic and non- ionic, and many surfactants of each type are available commercially
Preferably, the surfactant useful in the methods and solutions of this invention is nonionic A suitable surfactant for inclusion in these compositions possesses a critical micelle concentration sufficiently low to ensure a dried coating uncompromised by residual surfactant Most preferably, the surfactant is selected from the group consisting of acetylenic glycols (e.g., such as those provided commercially by Air Products) and alkyl ethoxylates (such as those provided commercially by Hoechst Celanese and many others) The amount of surfactant added to the coating solution or composition will depend on the particular surfactant selected, but should be the minimum amount of surfactant that is necessary to achieve wetting of the polymer substrate while not compromising the performance of the dried coating For example, typical surfactant amounts can be less than or equal to about 0 1 % by weight of an acetylenic glycol or an alkyl ethoxylate A typical coating solution according to this invention is preferably colorless and transparent A coating solution of the invention may be prepared from commercially available lithium polysilicate and potassium polysilicate solutions For example, a commercially available colloidal suspension of lithium polysilicate may be blended with a commercially available potassium polysilicate colloidal suspension to make the coatings of the present invention. It should be noted that one can prepare the coating solutions of the invention by using the "parent" products which are used to produce the commercially available polysilicates. However, such preparation is well-known and unnecessary in view of the commercial availability of the lithium and potassium polysilicate solutions.
As illustrated in Example 1 below, one exemplary commercially available product bearing the trademark Inobond® Li 2043 (van Baerle & Cie AG) is an aqueous colloidal suspension of lithium polysilicate which contains ~ 24.5% by weight silicon dioxide and -3.0% by weight lithium oxide. Another useful product bears the trademark K- 4009 (van Baerle & Cie AG) and is an aqueous colloidal suspension containing -26.8% by weight silicon dioxide and -13% by weight potassium oxide. Such components are then mixed with water to produce a desired solids content.
The molar ratio, y, of SiO2:M2O of the dried coatings may be determined by the molar ratios of SiO2:Li2O and SiO2:K2O in the starting alkali metal polysilicates. One may, however, desire to modify the overall SiO2:M2O mole ratio in the copolysilicate coating. This may be accomplished by the addition of aqueous suspensions of colloidal silica to the coating solution. As described in Example 4, below, one exemplary commercially available product bearing the trademark Ludox® AS-30 (DuPont Specialty Chemicals) is an aqueous colloidal suspension of silicon dioxide which contains 30% by weight solids. Such colloidal dispersions are available under a variety of trademarks including Ludox®
(DuPont Specialty Chemicals) and Klebosol® (Societe Francaise Hoechst).
While a typical useful solids content for coating solutions of this invention is up to about 25% by weight of solids, the desired solids content depends entirely on the coating method used, and may be readily adjusted by techniques well known to the art to achieve a desired coating thickness of the dry coating on the selected substrate. For example, coating on a thin film or sheet are desirably between about 200 to about 500 nm of dry coating, and more preferably about 300 nm. Coatings on rigid or semi-rigid containers are desirably from about 100 to about 1000 nm of dry coating. Such an adjustment is well within the skill of the art [see, e.g., Canadian Patent No. 993,738].
The vapor barrier coating mixtures are then subjected to a period of stirring and, optionally, filtration. Optionally, a surfactant may be added at this stage to reduce the surface tension of the coating solution.
For example, the commercially available Genapof 26-L-60N nonionic surfactant (Hoechst Celanese) or other surfactants represented by trademarks such as Genapol® UD050 [Hoechst] and Dynol 604® may be added at this stage. The vapor barrier coating solution is thus ready to be applied to a polymeric surface or substrate.
The lithium-potassium copolysilicate coatings of the invention can be used on a variety of polymeric surfaces and articles to improve (i.e., reduce) the permeability of the products to vapors, such as oxygen, carbon dioxide, nitrogen and others. Typical organic aromas and vapors include, but are not limited to, d-limonene, cinnamaldehyde, vanillin, menthol, gasoline, perfume fragrances, and the like. These coatings are particularly advantageous where the polymers used to prepare the article or substrate do not provide sufficient vapor, gas, or aroma impermeability for the desired application. Suitable substrates to be coated with the above-described coating solutions include substrates formed of polymers including polyesters, such as poly(ethylene terephthalate) (PET); polyolefins, particularly polypropylene, polystyrene, polyethylene and cycloolefins (COC), such as a copolymer of ethylene and norbornene [US Patent No. 5,087,677]; and polyamides, such as nylon. The articles coated by these coatings include, without limitation, polymeric films and sheets, rigid and semi-rigid containers, and other surfaces. Especially preferred articles for coating according to this invention include polypropylene films, PET films, nylon films, films used in covering food products (e.g., meats, poultry, etc.), beverage bottles, plastic containers, jars, blisterpacks and lidstocks, made of the foregoing polymers.
The polymeric articles to be coated by the compositions of the invention may be previously untreated. Optionally, the polymeric article, such as a film or bottle, may be first plasma treated to improve wetting and adhesion by the barrier coating as described in the following
Example 1 . Alternatively, the polymeric article may be corona-treated by the industry-wide corona discharge treatment method. In instances where corona-treatment of the polymer does not cause suitable wetting of the coating on the polymer, a suitable primer may be first applied to the polymeric article. For example, in the case of polypropylene, a primer solution of poly(vinyl alcohol) or poly(hydroxystyrene) may be used to improve wetting of the barrier coating solutions on the polymer. The polymer may also have been flame treated, or chemically etched and oxidized prior to the application of the coating solution of this invention.
The substrate may be a film that contains on at least one side a heat seal layer. Such heat seal layers may be made of an ethylene-propylene copolymer or ethylene-propylene-butylene terpolymer. Thus, the coating solution is applied on the surface of the heat seal layer. Alternatively, where a film contains one side coated with the heat seal layer, the coating solution of the present invention can be applied to the surface of the film opposite the surface coated with the heat seal layer. The polymeric substrate or article may also comprise a protective topcoat layer. The coatings of this invention may be applied over the topcoat layer. The coatings of this invention may be applied to the selected polymeric surface or article by conventional coating techniques known to those of skill in the art. These techniques include, without limitation, roll coating, spray coating, and dip coating techniques. Roll coating techniques include, but are not limited to, rod, reverse roll, forward roll, air knife, knife over roll, blade, gravure and slot die coating methods General descriptions of these types of coating methods may be found in texts, such as Modern Coating and Drying Techniques, (E. Cohen and E Gutoff, eds; VCH Publishers) New York (1992) and Web Processing and Converting Technology and Equipment, (D. Satas, ed, Van Nostrand
Reinhold) New York (1984) Three dimensional articles may be coated by spray coating or dip coating The method of application is not a limitation on the present invention, but may be selected from among these and other well-known methods by the person of skill in the art. After coating, the coated product must be dried at a selected temperature of room temperature or greater than room temperature The selection of the drying temperature depends on the desired time for drying; that is, accelerated drying times may be achieved at elevated temperatures which would not be necessary rf a longer time period for drying was acceptable One of skill in the art can readily adjust the oven temperature and drying time as desired The performance of the dried vapor barrier coating is insensitive to the drying temperature over the range 25-200°C. A significant advantage of the present coatings and method is that low temperature (<100°C) drying makes this process compatible with requirements of biaxially oriented polypropylene (BOPP) film processing
The compositions and methods of this invention are further illustrated by the following examples, which are not intended to limit the scope of this invention EXAMPLE 1 : VARIATION OF LITHIUM OXIDE MOLE FRACTION IN COPOLYSILICATE COATINGS ON BIAXIALLY ORIENTED PET FILM A. Preparation of Coating Solutions
A series of seven lithium-potassium copolysilicate barrier coating solutions of the invention were prepared, as indicated in
Table 1. The compositions of these polysilicate coatings of the invention are expressed as the mole fraction, x, of LbO in the copolysilicate (Li2O)x(K2O)ι-x(Siθ2)y , with values of x ranging from 0 to 1. With continuous stirring, Inobond® Li 2043 lithium polysilicate solution (van Baerle & Cie AG) having 3.0% w/w LbO and 24.5% w/w SiCb, was mixed with water. K-4009 potassium polysilicate solution (van Baerle & Cie) having 13.0% w/w K2O and 26.85% w/w SiCb was added to the lithium polysilicate solution. Genapol® 26-L-60N nonionic surfactant (Hoechst Celanese), as a 1% by weight solution in water, was then added to improve wetting of the poly(ethylene terephthalate) (PET) substrates.
Each coating mixture in Table 1 was stirred overnight then filtered through diatomaceous earth. The resulting coating solutions had 15% total solids and 0.01 % surfactant. The SiO2:M2O mole ratio, y, ranged from 3.24 at x=0 to 4.05 at x=1.0.
Table 1
Recipes for Preparing a Series of Lithium-Potassium Copolysilicates for Barrier Coatings
Mass of Mass of 1.0% Mole SiO2:
Inobond® Mass of Mass of Genapol8 Fraction M2O
Solution Li 2043 K-4009 H2O 26-L-60N x of LbO mole
10 No. (g) (9) (g) (g) ratio
1 0 75.3 122.7 2.0 0.00 3.24
2 17.7 63.0 1 17.3 2.0 0.17 3.38
15 3 35.7 50.6 1 1 1.7 2.0 0.34 3.51
4 53.1 38.8 106.1 2.0 0.50 3.64
5 70.6 26.5 100.9 2.0 0.66 3.77
6 89.6 13.4 95.0 2.0 0.83 3.91
7 109.1 0 88.9 2.0 1.00 4.05
20
B. Preparation of Coated Films
Four inch circles were cut from PET film (Hoechst Diafoil, Hostaphan® 2400, 0.5 mil thick) with a scalpel. Any dust on the film was blown off with a jet of clean, filtered air. The samples were then plasma treated to improve wetting by copolysilicate coating solutions and adhesion of dried copolysilicate coatings. Plasma treatment was performed using a Plasma Preen microwave reactor operated at 50% power with 2 Torr of oxygen. The treatment duration was 5 s. Approximately 10 g of coating solution was dispensed on the PET film before spinning at 2000 rpm for 10 s. The coated films were dried in an oven maintained at 50°C for -30 s.
Several coated film samples were prepared with each coating solution described in Table 1 . Separate samples were selected for accelerated aging/haze measurements and oxygen transmission rate (OTR) measurements as a function of relative humidity. C. Measurement of Haze Formation
Optical haze was measured with a spectrophotometer (MacBeth Color-Eye 7000) conforming to ASTM D 1003-61. Samples were characterized shortly after spin-coating and then placed in an environmental chamber (Tenney TH Jr.) maintained at 80°C and 85% relative humidity. Samples were periodically removed from the chamber for haze measurement over a period of two weeks.
The initial linear rate of haze formation by efflorescence is calculated by least-squares fit to a plot of % haze vs. time. At longer times the % haze reaches a plateau, with the plateau value proportional to the lithium content of the copolysilicate coating. Fig. 1 depicts the dependence of the initial rate of haze development on coating composition. The hazing rate increases linearly with increasing lithium content. D. Measurement of Oxygen Transmission Rates
The barrier performance of the coated film samples was assessed by measurement of the OTR. OTR measurements were performed using a Mocon Oxtran 2000 instrument. Table 2 presents OTR values at 30°C (OTR units: cm3/[m2 atm day]) vs. relative humidity for a series of (Li2O)x(K2O)ι-x(SiO2)y copolysilicate barrier coatings on 0.5 mil PET film.
Table 2
Oxygen Transmission Rates (cm3/[m2 day atm]) of Lithium-Potassium Copolysilicate Barrier Coatings on 0.5 mil thick PET film vs. Composition and Relative Humidity
Mole fraction Relative Humidity x of LbO Dry 40% 60% 70% 80%o 90%
0.00 13.1 9.5 75.4 1 15.8 132.1 131.6
0.17 4.5 4.5 5.9 33.1 87.2 128.4
0.34 3.1 3.1 3.0 1.8 42.0 101.1
0.50 3.7 3.2 3.1 2.7 14.3 17.7
0.66 7.7 4.9 4.2 3.0 3.1 15.5
0.83 15.5 6.5 5.8 5.4 2.2 12.7
1.00 14.8 8.8 7.9 7.5 5.4 13.5
Copolysilicate coatings containing little lithium (x 3 0.34) suffer severe loss of barrier performance at high humidity. Copolysilicate coatings, where 0.5 3 x 3 1 , provide good barrier performance at high humidity on PET film while, as shown in Fig. 1 , having significantly reduced susceptibility to efflorescence, as compared to a lithium polysilicate coating.
EXAMPLE 2: VARIATION OF THE LITHIUM OXIDE MOLE FRACTION OF COPOLYSILICATE COATINGS ON BIAXIALLY ORIENTED PET FILM
A. Preparation of solutions
A series of three lithium-potassium copolysilicate barrier coating solutions was prepared using the following recipe and quantities listed in Table 3. As in Example 1 , the value x refers to the mole fraction x of Li2O in the copolysilicate (Li2O)x(K2θ)ι-x(Siθ2)y. With continuous stirring, Inobond® Li 2043 was mixed with distilled water. K-4009 potassium polysilicate solution was added with stirring to the lithium polysilicate solution. The resulting coating solutions had 10% total solids. The SiO2:M2O mole ratio, y, ranged from 3.51 at x=0.33 to 3.78 at x=0.67. Analogous solutions containing 10% solids of the individual alkali metal polysilicates were prepared as comparative samples.
B. Preparation of coated film Four inch circles were cut from biaxially oriented PET film
(Hoechst Diafoil, Hostaphan® 2400, 0.5 mil thick), with a scalpel. Any dust on the film was blown off with a jet of clean, filtered air. The samples were then plasma treated with a Plasma Preen microwave reactor operated at 50% power and 2 Torr of oxygen. The treatment time was 5 s. Approximately 10 0g of coating solution was dispensed onto the polymer film. A spreading spin cycle of 2 s at 350 rpm was followed by a spin cycle of 10 s at 2000 rpm. The coated films were dried in an oven maintained at 50°C for about 30 s. Several coated film samples were prepared with each coating solution described in Table 3. TABLE 3 Recipes For The Preparation of Lithium-Potassium Copolysilicate Barrier Coatings
Solution Mole fraction x of LbO SiO2:M2O Mass of Mass of Mass of Number Mole Ratio Inobond® K-4009 Water
Li 2043(g) (g) (g)
1 0.00 3.24 125.5 374.5
10 2 0.33 3.51 57.8 85.6 356.6 σ> 3 0.50 3.64 88.4 64.5 347.1
15 4 0.67 3.78 119.6 43.0 337.5 5 1 .00 4.05 181.8 _ 318.2
C. Measurement of oxygen transmission rate.
Oxygen transmission rates were measured using a Mocon Oxtran 2000 instrument. Table 4 presents the oxygen transmission rate results for copolysilicate coated PET film as a function of relative humidity. As a point of reference, uncoated Hostaphan® 2400 grade PET film (0.5 mil) possesses an oxygen transmission rate of approximately 170 cm3/[m2 day atm] when tested at 30°C and 0% relative humidity. The OTR reduction for this example is significantly better than the data in Example 1.
TABLE 4 Oxygen Transmission Rates of Lithium-Potassium Copolysilicate Barrier Coatings on 0.5 mil thick PET film vs. Composition and Relative Humidity
Mole fraction x of LbO Relative O2 Transmission Rate
Humidity (cm /[m day atm] at i%L 30°C)
0.00 0 3.72 1.00 0 0.41 0.00 90 126 1.00 90 2.75 0.00 60 38 1.00 30 0.43 0.33 0 1.29 0.67 0 0.11 0.50 45 1.04 0.50 45 0.02 EXAMPLE 3 VARIATION OF LITHIUM OXIDE MOLE FRACTION IN COPOLYSILICATE COATINGS ON BIAXIALLY ORIENTED POLYPROPYLENE FILM
A Preparation of Solutions
A series of three lithium-potassium copolysilicate barrier coating solutions were prepared as described in Example 2. Analogous solutions containing 10% solids of the individual alkali metal polysilicates were prepared as comparative samples Additionally a priming solution consisting of poly(p-hydroxystyrene) in aqueous base was prepared by adding in order, with stirring, 4 19 g of lithium hydroxide monohydrate and
1 00 g polymer grade poly(p-hydroxystyrene) in sufficient distilled water to make 100 0 ml of solution The resulting solution contained 1% by weight poly(p-hydroxystyrene) in 0 1 N aqueous lithium hydroxide
B Preparation of coated film
Four inch circles were cut from biaxially oriented polypropylene film (Trespaphan® FND 30, 1 2 mil thick) with a scalpel Any dust on the film was blown off with a jet of clean, filtered air The samples were then plasma treated with a Plasma Preen microwave reactor operated at 50% power and 2 Torr of oxygen The treatment time was 5 s Approximately 10 g of poly(p-hydroxystyrene) primer solution was dispensed onto the polymer film A spreading spin cycle of 2 s at 350 rpm was followed by a spin cycle of 10 s at 2000 rpm The primed films were dried in an oven maintained at 50°C for about 30 s Subsequently, approximately 10 g of lithium-potassium copolysilicate barrier coating solution was dispensed onto the primed polymer film A spreading spin cycle of 2 s at 350 rpm was followed by a spin cycle of 10 s at 2000 rpm. The coated films were dried in an oven maintained at 50°C for about 30 s.
Several coated film samples were prepared with each coating solution described in Table 3. As comparative samples, films were also prepared in which the copolysilicate coating step was omitted.
C. Measurement of oxygen transmission rates
Oxygen transmission rates were measured using a Mocon Oxtran 2000 instrument. Table 5 presents the oxygen transmission rate results for copolysilicate barrier coated biaxially oriented polypropylene film (1.2 mil thick) as a function of relative humidity. As a point of reference, uncoated FND 30 grade polypropylene possesses an oxygen transmission rate of approximately 1700 cm3/[m2 day atm] when tested at 30°C and 0% relative humidity, essentially the same as the value obtained for primed but uncoated film as shown in Table 5.
TABLE 5
Oxygen Transmission Rates of Lithium-Potassium Copolysilicate Barrier Coatings on 1.2 mil thick BOPP film vs. Composition and Relative Humidity
Mole fraction x of LbO Relative O2 Transmission Rate
Humidity (cm3/[m2 day atm] at
(%) 30°C)
0.00 0 401
1.00 90 44
0.00 90 1597
1.00 30 71 1
0.00 60 157
1.00 0 1217
0.67 0 1190
0.33 90 400
0.50 45 45
Primed film with no 0 1661 copolysilicate coating EXAMPLE 4: VARIATION OF SILICA:METAL OXIDE MOLE RATIO IN COPOLYSILICATE COATINGS CONTAINING EQUIMOLAR AMOUNTS OF LITHIUM AND POTASSIUM OXIDES
Example 1 demonstrates that the rate of haze formation by efflorescence in lithium polysilicate barrier coatings can be reduced by adding potassium silicate. Addition of potassium silicate, however, compromises the excellent oxygen barrier performance of lithium silicate coatings at high humidity. A balance of low efflorescence rate and satisfactory barrier performance at high humidity is achieved with approximately equimolar lithium-potassium copolysilicate blends.
A copolysilicate barrier coating with a lithium:potassium mole ratio of one produced from K-4009 (SiO^KsO = 3.24) and Li 2043 (SiO2:Li2O = 4.06), has a SiO2:M2O mole ratio, y, of 3.64. In this experiment, y was increased by either: (1 ) using a potassium polysilicate solution with a higher SiO2:K2O mole ratio or (2) adding colloidal silica. The first approach permits y of the present copolysilicate coatings to be increased from 3.64 to 4.0. The upper limit of y is dictated by the SiO2:K2O mole ratio of commercially available potassium polysilicate coating solutions. The second approach, adding colloidal SiO2, permits solutions of even higher y value to be prepared.
A. Preparation of coating solutions
In this example, the source of lithium polysilicate was Inobond® Li 2043. The source of potassium polysilicate was either K-4009 or KASIL® #1 potassium polysilicate solution (PQ Corporation) having 8.30% w/w K.O and 20.8 % w/w Siθ2. The colloidal silica source was chosen from the list of Ludox® colloidal silica suspensions (DuPont Specialty Chemicals) described in Table 6. Dupont's Ludox® CL-X silica is encapsulated in AI2O3. Equivalent products marketed under the tradename Klebasof®, are available from Societe Francaise Hoechst.
TABLE 6
Description of Dupont Specialty Chemicals
<s>
Ludox Brand Colloidal Silicas
Colloidal Silica Counterion % Solids Particle
Grade Size (nm)
Ludox® HS-40 sodium 40.0 12
Ludox® AS-30 ammonium 30.0 22
Ludox" CL-X sodium (AI2O3) 45.0 22 A series of lithium-potassium copolysilicate barrier coating solutions with a LbO mole fraction of x=0.5 and differing SiO2:M2O mole ratios, y, was prepared according to the amounts listed in Table 7. In one experiment a potassium silicate solution, KASIL® #1 , having a SiO2:K2O mole ratio of 4 was used. With continuous stirring, distilled water, potassium polysilicate solution, lithium polysilicate solution, and Ludox® colloidal silica were combined in the order given. The resulting coating solutions had 10% total solids and had SiO2:M2O mole ratios, y, between 3.64 and 10.0. Analogous solutions containing 10% solids of the alkali metal polysilicates and no additional colloidal silica were prepared as comparative samples.
TABLE 7
Recipes For The Preparation of Lithium-Potassium Copolysilicate
Barrier Coatings Having Various SiO2:M2O Mole Ratios, y and
An Equimolar Ratio of Lithium to Potassium Oxides
Si2O:M2O Source of Mass of Source of Mass of Mass of Mass of
Mole Ratio Colloidal Silica Colloidal Potassium Potassium Inobond® Distilled
(y) (Ludox®) Silica Polysilicate Polysilicate Li 2043 Water
10 (g) (g) (g) (g)
3.64 None - K-4009 12.89 7.66 69.37
3 99 None - KASIL® #1 18.84 16.50 64.74 no
3.99 HS-40 1 .73 K-4009 12.02 16.50 69.79
15 5.00 HS-40 5.60 K-4009 10.00 13.68 70.63
5.00 AS-30 7.47 K-4009 10.00 13.70 68.80
5.00 CL-X 4.98 K-4009 10.01 13.73 71.30
7.00 HS-40 10.44 K-4009 7.52 10.34 71.75
7.00 AS-30 13.90 K-4009 7.49 10.28 68.22
20 7.00 CL-X 9.27 K-4009 7.52 10.31 72.91
10.00 HS-40 14.45 K-4009 5.45 7.50 72.64
B. Preparation of coated film samples
Four inch circles were cut from biaxially oriented PET film (Hoechst Diafoil, Hostaphan® 2400, 0.5 mil thick) with a scalpel. Any dust on the film was blown off with a jet of clean filtered air. The film samples were then plasma treated to improve wetting by barrier coating solutions and adhesion of dried barrier coatings. Plasma treatment was performed using a Plasma Preen microwave reactor operated at 50% power with 2 Torr of oxygen. The treatment duration was about 7 s.
Approximately 10 g of coating solution was dispensed onto the polymer film. A spreading spin cycle of 2 s at 350 rpm was followed by a spin cycle of 10 s at 2000 rpm. The coated films were dried in an oven maintained at 50°C for about 30 s.
C. Oxygen barrier performance
Oxygen transmission rates were measured using a Mocon Oxtran 2000 instrument. Samples were tested at 23°C and 50% relative humidity. Table 8 presents oxygen transmission rates as a function of SiO2:M2O mole ratio, y, for a series of lithium-potassium copolysilicate barrier coatings with a lithium oxide mole fraction in (Li2O)x(K2O)1-x(SiO2)y, x = 0.5. As a point of reference, uncoated 0.5 mil thick PET film has an OTR of -1 15 cm3/(m2 day atm) at 23°C and 50% relative humidity. These results demonstrate that good barrier performance can be achieved in copolysilicate barrier coatings with SiO2:M2O mole ratios as high as 10. However, the range of SiO2:M2O mole ratios that yield satisfactory barrier performance depends on the identity of the colloidal silica source. TABLE 8 Oxygen Transmission Rates of Lithium-Potassium Copolysilicate Barrier Coatings on 0.5 mil thick PET film vs. SiCb-: M2O Ratio
Si2O:M2O Source of Source of OTR(cm3/[m2 day atm]
Mole Ratio Colloidal Potassium at 23°C
Silica Polysilicate and 50%) relative humidity
3.64 none K-4009 0.83
0.28
3.99 None KASIL® #1 0.34 u 0.17
3.99 HS-40 K-4009 0.52 π
0.39
5.00 HS-40 K-4009 0.35
0.33
5.00 AS-30 K-4009 1.06
0.23
5.00 CL-X K-4009 0.23
" 0.29
7.00 HS-40 K-4009 0.93
0.48
7.00 AS-30 K-4009 0.65
0.55
7.00 CL-X K-4009 1 1.80
12.84
10.00 HS-40 K-4009 1.89
1 .40
EXAMPLE 5: SIMULTANEOUS VARIATION OF Slp9:M?O MOLE RATIO, v. AND MOLE FRACTION OF LbO. x. IN (LbOUK OWSiO^ COPOLYSILICATE COATINGS ON BIAXIALLY ORIENTED PET FILM A. Preparation of coating solutions A series of lithium-potassium copolysilicate barrier coating solutions were prepared according to the amounts listed in Table 9. With continuous stirring, distilled water, K-4009 potassium polysilicate solution, Inobond® Li 2043 lithium polysilicate solution, and Ludox® AS-30 colloidal suspension of silicon dioxide containing 30% solids (DuPont Specialty Chemicals) were combined in the order given. The resulting coating solutions had 10% total solids and had SiO2:M2O mole ratios, y values of between 3.51 and 13. Analogous solutions containing 10% solids of the individual alkali metal polysilicates were prepared as comparative samples.
TABLE 9
Recipes for the Preparation of Lithium-Potassium Copolysilicate Barrier Coatings Having Various SiO2:M2O Mole Ratios and Li2O Mole Fractions
Solution Mole fraction Si2O:M2O Mass of Mass of Mass of Mass of of Li2O Mole ratio K4009 Inobond® Ludox® Distilled
X y Li 2043 AS-30 Water
(g) (g) (g) (g)
10 1 0.00 4.05 42.94 0.00 9.63 147.43 NJ oo
2 0.00 7.67 26.12 0.00 1.97 141.91
3 0.00 15.0 14.57 0.00 47.31 138.12
4 0.33 4.05 30.57 20.95 6.85 141.62
5 0.50 9.5 11.46 15.71 37.05 135.79
15 6 0.50 9.5 11.46 15.71 37.05 135.79
7 0.50 15 7.53 10.32 47.21 134.95
8 0.67 4.05 16.40 44.96 3.68 134.97
9 1.00 4.05 0.00 72.73 0.00 127.27
10 1.00 1 1.33 0.00 27.98 41.02 131.00
20 11 1.00 15.0 0.00 21.35 47.09 131.55
B. Preparation of coated film samples
Four inch circles were cut from biaxially oriented PET film (Hoechst Diafoil, Hostaphan® 2400, 0.5 mil thick), with a scalpel. Any dust on the film was blown off with a jet of clean, filtered air. The samples were then plasma treated with a Plasma Preen microwave reactor operated at 50% power and 2 Torr of oxygen. The treatment time was 5 s. Approximately 10g of coating solution was dispensed onto the polymer film. A spreading spin cycle of 2 s at 50 rpm was followed by a spin cycle of 10 s at 2000 rpm. The coated films were dried in an oven maintained at 50°C for about 30 s. Several coated film samples were prepared with each coating solution described in Table 9.
C. Measurement of oxygen transmission rates Oxygen transmission rates were measured using a
Mocon Oxtran 2000 instrument. Table 10 presents the oxygen transmission rate results for biaxially oriented PET film (0.5 mil thick) coated with copolysilicate barrier layers having various SiO2:M2O mole ratios, y, and LbO mole fractions, x, in (LbO)x(K2O)ι-x(SiO2)y as a function of relative humidity. As a point of reference, uncoated Hostaphan® 2400 grade PET film (0.5 mil thick) possesses an oxygen transmission rate of approximately 1 15 cm3/[m2 day atm] when tested at 23°C and 0% relative humidity.
Table 10 Oxygen Transmission Rates of Lithium-Potassium Copolysilicate Barrier Coatings on 0.5 mil thick PET film vs. SiO^ M2O Ratio and Mole Fraction of
Li2O
SiO2:M2O Mole fraction Relative OTR Mole Ratio of Li2O Humidity (cm3/[m2day atm] y X (%) at 23°C)
15.0 0.00 90 93
7.67 0.00 0 30
1 1.3 1.00 90 68
15.0 1.00 90 91
9.5 0.50 45 46
4.05 0.00 30 9.75
4.05 1 .00 60 1 1
7.67 0.00 90 98
15.0 0.00 0 128
4.05 0.67 0 0.7
15.0 1.00 0 125
4.05 0.33 90 80
4.05 0.67 90 24
1 1.3 1.00 0 56
15.0 0.50 45 107
4.05 1.00 30 0.39
4.05 0.33 0 2.15
4.05 0.00 60 4.38 EXAMPLE 6: ROLL COATING OF LITHIUM-POTASSIUM COPOLYSILICATE BARRIER COATING ONTO BIAXIALLY ORIENTED PET
FILM
A. Preparation of Coating Solutions With continuous stirring, 4,513 g KASIL® #1 potassium polysilicate solution (PQ Corporation) having 8.30% w/w K2O and 20.8% w/w SiO2 was mixed with 11 ,535 g distilled water. To the stirring potassium polysilicate solution was added 3,951 g Inobond® Li-2043 lithium polysilicate solution. The resulting coating solution had a total solids level of 12%. The values of x and y in (LbO)x(K2O)ι-x(SiO2)y were 0.5 and 4.0, respectively.
B. Preparation of Coated Films
Biaxially oriented PET film (Hoechst Diafoil, Hostaphan® 2400, 0.5 mil thick), was coated with the copolysilicate solution described above using roll coating at a speed of 200 fpm. Corona discharge treatment was used to increase the surface energy of the film surface immediately prior to application of the coating. Application of the coating was achieved with the use of a gravure cylinder in a reverse gravure configuration with a hard rubber backing roll. The ceramic-coated gravure cylinder possessed a laser engraved cell pattern with 220 lines per inch arranged at a 60 degree angle to the roll axis and a theoretical cell volume of 10 billion cubic microns per square inch.
C. Measurement of Oxygen Transmission Rate Oxygen transmission rates were measured using a
Mocon Oxtran 2000 instrument. The average oxygen transmission rate obtained for 12 representative samples selected from the coated film was
0.77 + 0.38 cm3/[m2 day atm] at 23°C and 50% relative humidity. As a point of reference, uncoated 0.5 mil Hostaphan® 2400 grade PET film possesses an oxygen transmission rate of approximately 115 crττ7[m2day atm] when tested at 23°C and 50% relative humidity.
EXAMPLE 7: COPOLYSILICATE COATED THICK PET FILM A. Preparation of coating solutions
A lithium-potassium copolysilicate barrier coating solution having values of x and y in Lb.O)x(K2O)1-x(SiO2)y of 0.5 and 3.64, respectively, was prepared by adding, with continuous stirring, 176 8 g of Inobond® Li 2043 lithium polysilicate and 129 0 g of K-4009 potassium polysilicate to 694 2 g of distilled water
B Preparation of coated film samples
Four inch circles were cut from biaxially oriented PET film (Hoechst Diafoil, Hostaphan® 4000, 6 5 mil thick) with a circular punch and scissors Dust on the film was blown off with a jet of clean, filtered air The film samples were then corona treated to improve wetting by barrier coating solutions and adhesion of dried barrier coatings Corona treatment was performed using a Tantec Lab System II with hand-held ceramic roller electrode The treatment duration was about 20 s Spin coating of the films was accomplished by dispensing approximately 10 g of coating solution onto the polymer film A spreading spin cycle of 2 s at 350 rpm was followed by a spin cycle of 10 s at 2000 rpm The coated films were dried in an oven maintained at 50 °C for about 30 s
C Measurement of oxygen transmission rate
Oxygen transmission rates were measured using a Mocon Oxtran 2000 instrument Samples were tested at 23°C and either 0 or
48% relative humidity Table 1 1 presents oxygen transmission rate results for thick biaxially oriented poly(ethylene terephthalate) film (6 5 mil thick) uncoated or coated with copolysilicate barrier layers. Note that the OTR of uncoated PET film is inversely dependent on film thickness ~8 cm3/[m2 day atm] for 6.5 mil film vs. -115 cm3/[m2 day atm] for 0.5 mil film at 23°C (see Example 5). In contrast, the oxygen transmission rate of copolysilicate- coated biaxially oriented PET film is independent of substrate thickness.
Thus the relative barrier improvement achievable for thick substrates is less than for thin substrates.
TABLE 11 Oxygen Transmission Rates of Lithium-Potassium Copolysilicate Barrier
Coatings on 6.5 mil PET Film
Sample Relative Humidity O2 transmission rate (%) (cm3/[m2 day atm] at 23°C)
Uncoated 0 7.25
8.06
7.72
Average 7.68+0.33
Coated 0.54
48 0.40
48 0.22
Average 48 0.31+0.09
EXAMPLE 8: COPOLYSILICATE BARRIER COATINGS ON PET BOTTLES
This example demonstrates the oxygen barrier performance achieved by spray coating PET bottles with lithium-potassium copolysilicate barrier coatings. The main differences between coating PET film and bottles are (1) the greater thickness of bottle walls, typically 14 mil vs. the 0.5 mil or
6.5 mil film used in preceding examples, and (2) the process of spray coating. One skilled in the art of spray coating can achieve conditions that produce uniform barrier coating layers of appropriate thickness to achieve acceptable barrier performance. A. Preparation of coating solutions
Two lithium-potassium copolysilicate barrier coating solutions having a values of x and y of 0.5 and 3.64 respectively, for (Li2O)x(K2O)1-x(Siθ2)y, were prepared for spray coating. The first coating solution, called Barrier 1 for this example, was prepared by adding, with continuous stirring, 70.7 g of Inobond® Li 2043 lithium polysilicate and 51.56 g of K-4009 potassium polysilicate to 1 ,877 g of distilled water. The second coating solution, called Barrier 2 for this example, was prepared by adding 0.195 g of Genapol® 26-L-60-N (Hoechst Celanese), an alkyl ethoxylate surfactant, to a 1003.35 g aliquot of Barrier 1. Each solution contained a total of 2.0%) solids by weight. The solutions were thoroughly mixed immediately before spray coating.
B. Preparation of coated bottles
Twenty ounce injection stretch blow-molded PET bottles (Hoechst Celanese T-80 PET resin) were cleaned by wiping with acetone- soaked towlettes. Dried bottles were plasma treated to improve wetting by barrier coating solutions and adhesion of dried copolysilicate layers. Copolysilicate barrier solution was applied with a Badger air sprayer. Bottles were dried in an oven maintained at - 80°C for several minutes. C. Measurement of oxygen transmission rates
Oxygen transmission rates were measured using a Mocon Oxtran 2000 instrument with a package test module maintained at
30°C and 0% relative humidity. Table 12 presents the oxygen transmission rate values for an oxygen partial pressure difference of 0.21 atm across the PET bottle wall, i.e. air on the outside, pure nitrogen on the inside. These data demonstrate an approximate two-fold decrease in oxygen transmission rate effected with a lithium-potassium copolysilicate barrier layer.
TABLE 12
Oxygen Transmission Rates of Lithium-Potassium Copolysilicate Barrier
Coatings on PET Bottles
Sample ID Coating OTR (cm3/[pkg day] at 30°C, 0% Relative Humidity and 21% O2 Atm.)
C1 None 0.082
C2 0.081
C3 0.078
C4 0.073
C5 0.077 Average 0.078+ 0.003 F019704 Barrier 1 0.052 F019706 0.039 F019707 0.032 F019708 0.058 F019709 0.059 F019711 0.052 Average 0.049+0.010 F019716 Barrier 2 0.055 F019717 0.045 F019718 0.056 F019720 0.055 F019721 0.053 Average 0.053+0.004 EXAMPLE 9: CARBON DIOXIDE BARRIER PERFORMANCE OF COPOLYSILICATE COATED BIAXIALLY ORIENTED PET FILMS
Samples of the lithium:potassium copolysilicate coated biaxially oriented poly(ethylene terephthalate) film described in Example 6 were tested for carbon dioxide permeability. The average carbon dioxide transmission rate obtained for 4 representative samples selected from the coated film was 16 ± 1 1 cm3/[m2 day atm] at 23°C and 0% relative humidity. As a point of reference, uncoated 0.5 mil Hostaphan® 2400 grade poly(ethylene terephthalate) film possesses a carbon dioxide transmission rate of aapppprrooxxiimmately 440 cm3/[m2 day atm] when tested at 23°C and 0% relative humidity.
EXAMPLE 10: AROMA BARRIER PERFORMANCE OF COPOLYSILICATE- COATED, BIAXIALLY-ORIENTED POLYPROPYLENE FILM A. Preparation of Coating Solution
A lithium-potassium copolysilicate barrier coating solution having values of x and y of 0.5 and 3.64 for (LbO)χ(K2O)ι-x(SiO2)y, respectively, was prepared using Inobond® Li 2043 lithium polysilicate, K- 4009 potassium polysilicate, and water using the method described in Example 1. The resulting solution had a total solids level of 12% by weight.
B. Preparation of Coated Film Sample
Biaxially-oriented polypropylene film (Trespaphan® FND 20, 0.8 mil thick) was corona treated, then primed with a poly(vinyl alcohol) solution by reverse gravure coating. The primed film was coated with the copolysilicate solution described in this example using roll coating at a speed of 200 fpm. Application of the coating was achieved with the use of a gravure cylinder in a reverse gravure configuration with a hard rubber backing roll. The ceramic-coated gravure cylinder possessed a laser- engraved cell pattern with 220 lines per inch arranged at a 60° angle relative to the roll axis and a theoretical cell volume of 10 billion cubic microns per square inch. C. Measurement of Aroma Barrier
Aroma barrier performance was tested using cinnamaldehyde as a permeant. The cinnamaldehyde transmission rates of uncoated and copolysilicate-coated film (measured with liquid cinnamaldehyde in contact with the uncoated side of the film) are 0.095 g^m2 day) and 0.022 g/(m2 day) at 23°C, respectively.
EXAMPLE 1 1 : COPOLYSILICATE COATED CYCLOOLEFINIC COPOLYMER FILM
A. Preparation of solutions A lithium-potassium copolysilicate barrier coating solution having values of x and y of 0.5 and 3.64 respectively, for (Li2O)x(K2O)1,x(SiO2)y, was prepared using Inobond® Li 2043 lithium polysilicate, K-4009 potassium polysilicate, and water using the method described in Example 1. The resulting solution had a total solids level of 10% by weight.
B. Preparation of coated film
Four inch circles were cut from a corona-treated, biaxially oriented film of cycloolefinic copolymer, a copolymer of ethylene and norbornene, 0.8 mil thick, with a scalpel. Any dust on the film was blown off with a jet of clean, filtered air. Approximately 10 g of coating solution was dispensed onto the polymer film and subjected to a spin cycle of 10 s at 2000 rpm. The coated films were dried in an oven maintained at 50°C for about 30 s.
C. Measurement of oxygen transmission rate.
Oxygen transmission rates were measured using a Mocon Oxtran 20000 instrument at 30°C and 0% relative humidity. The polysilicate coated film exhibited an OTR of 28 cm3/[m2 day atm] whereas an uncoated film exhibited an OTR of 2819 cm3/[m2 day atm] under the same conditions.
Application of the method of this invention, and utilizing the improved coating compositions of the present invention result in a much less severe loss of barrier performance at high humidities than pure potassium polysilicates and develop haze at about half (when x - 0.5) the rate of pure lithium polysilicates. More specifically, the lithium-potassium copolysilicate coatings of the present invention reduce the rate of efflorescence of pure lithium polysilicates without sacrificing the barrier qualities of such lithium-polysilicate coatings. The present invention lithium- potassium polysilicate coatings provide superior barrier properties with reduced negative side-effects caused by efflorescence.
All references and patents cited above are incorporated herein by reference. Numerous modifications and variations of the present invention are included in the above-identified specification and are expected to be obvious to one of skill in the art. Such modifications and alterations to the compositions and processes of the present invention are believed to be encompassed in the scope of the claims appended hereto.

Claims

WHAT IS CLAIMED IS:
1. An article comprising:
(a) a polymeric substrate having adhered to a surface 5 thereof a coating layer; and
(b) said layer comprising a lithium-potassium copolysilicate of the formula
(Li2O)x(K2O)ι-x(SiO2)y, wherein
(i) y is greater than 4.6 if x is less than 1 ; or o (ii) x is greater than 0.5 if y is between 1 and 10.
2. The article according to claim 1 wherein x is between 0.5 and 1 and y is between 4.6 and 10.
5 3. The article according to claim 1 wherein said polymer is selected from the group consisting of a polyester, a polyolefin, a polystyrene, and a polyamide.
4. The article according to claim 3 wherein said polyolefin 0 is selected from polyethylene, polypropylene, a cycloolefinic copolymer, and copolymers thereof.
5. The article according to claim 3 wherein said polyester is poly(ethylene terephthalate). 5
6. The article according to claim 4 wherein said cycloolefinic copolymer is a copolymer of ethylene and norbornene.
The article according to claim 3 wherein said polyamide is nylon.
8. The article according to claim 1 wherein said substrate is selected from the group consisting of a polymeric film, a polymeric sheet, and a rigid or semi-rigid polymeric container.
9. The article according to claim 8 wherein said substrate is a film that contains on at least one side a heat seal layer.
10. The article according to claim 9 wherein said heat seal layer is made of an ethylene-propylene copolymer or ethylene-propylene- butylene terpolymer.
11. The article according to claim 1 wherein said substrate is plasma treated, corona treated, flame treated or chemically etched/oxidized.
12. The article according to claim 1 further comprising a protective topcoat layer.
13. The article according to claim 1 wherein said layer is a barrier to a vapor, a gas or an aroma.
14. The article according to claim 8 wherein said substrate is a polymeric film, said article characterized by improved retention of vapor barrier properties at high relative humidities and a reduced rate of efflorescence.
15. The article according to claim 8 wherein said substrate is a rigid or semi-rigid polymeric container, said article characterized by improved retention of vapor barrier properties at high relative humidities and a reduced rate of efflorescence.
16. A barrier coating solution for polymeric substrates comprising a lithium-potassium copolysilicate of the formula
(Li2O)x(K2O)1-x(SiO2)y, wherein
(i) y is greater than 4.6 if x is less than 1 ; or
(ii) x is greater than 0.5 if y is between 1 and 10.
17. The coating solution according to claim 16 wherein x is between 0.5 and 1 and y is between 4.6 and 10.
18. The coating solution according to claim 16, additionally comprising a suitable surfactant.
19. The coating solution according to claim 18, wherein the surfactant is nonionic and possesses a critical micelle concentration sufficiently low to ensure a dried coating uncompromised by residual surfactant.
20. The coating solution according to claim 19 wherein the surfactant is selected from the group consisting of acetylenic glycols and alkyl ethoxylates.
21. The coating solution according to claim 16 wherein said coating is a barrier to a vapor, a gas or an aroma.
22. A method for providing improved barrier properties at high relative humidities to a polymeric substrate, comprising coating said substrate with a barrier coating solution which comprises a lithium-potassium copolysilicate of the formula
(Li2O)x(K2O)ι.χ(SiO2)y, wherein
(i) y is between 1 and 10, if x is less than 1 ; or
(ii) y is greater than 4.6, if x is 1. wherein the rate of efflorescence of the copolysilicate coating is decreased.
23. The method according to claim 22 wherein x is between 0.5 and 1 and y is between 4.6 and 10.
24. The method according to claim 22 wherein said polymer is selected from the group consisting of a polyester, a polyolefin, a polystyrene, and a polyamide.
25. The method according to claim 24 wherein said polyolefin is selected from polyethyler , polypropylene, a cycloolefinic copolymer, and copolymers thereof.
26. The method according to claim 24 wherein said polyester is poly(ethylene terephthalate).
27. The method according to claim 25 wherein said cycloolefinic copolymer is a copolymer of ethylene and norbornene.
28. The method according to claim 24 wherein said polyamide is nylon.
29. The method according to claim 22 wherein said substrate is selected from the group consisting of a polymeric film, a polymeric sheet, and a rigid or semi-rigid polymeric container.
30. The method according to claim 29 wherein said substrate is a film that contains on at least one side a heat seal layer.
31. The method according to claim 30 wherein said heat seal layer is made of an ethylene-propylene copolymer or ethylene-propylene- butylene terpolymer.
32. The method according to claim 22 wherein said substrate is plasma treated, corona treated, flame treated or chemically etched/oxidized prior to application of said coating.
33. The method according to claim 22 wherein said substrate further comprises a protective topcoat layer.
34. The method according to claim 22 wherein said layer is a barrier to a vapor, a gas and an aroma.
PCT/US1997/008430 1996-05-22 1997-05-16 Lithium and potassium copolysilicate barrier coatings WO1997044379A1 (en)

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CN1219182A (en) 1999-06-09
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US5882798A (en) 1999-03-16
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ES2168633T5 (en) 2005-04-01
ZA974463B (en) 1998-11-23

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