Fingerprint results are posted to an individual's CRD record typically within 24-36 business hours after FBI receipt. Entitled users can view the status of ...
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What does FINRA fingerprinting check for?
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What is the FINRA rule 17f2?
What is a non-registered fingerprint person?
The process for submitting fingerprints differs for broker-dealers and funding portals. Funding portals should review the EFP Quick Reference Guide for ...
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Learn how the Financial Industry Regulatory Authority (FINRA) ensures a fair market with regulations, essential tools and resources for investors and pros.
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FBI result indicating fingerprints submitted were determined to be illegible (by the FBI). LGCY*, Fingerprint status provided prior to August 1999 conversion to ...
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FINRA Gateway, the new compliance portal, is designed to streamline the FINRA compliance and reporting experience by providing a more flexible solution that ...
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Fingerprints submitted to the FINRA Fingerprint Program undergo a quality check by Sterling that uses the latest FBI specifications prior to sending to the FBI.
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FINRA's Financial Professional Gateway (FinPro) provides individuals (current or former representatives) direct access to resources and tools to manage ...
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