Applicants are encouraged to submit three fingerprint cards with their application to avoid delays in obtaining additional sets if necessary for processing.
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People also ask
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All futures professionals required to register with the CFTC are granted registration only after a thorough investigation of their background to determine if ...
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To gain access to NFA's Online Registration System (ORS), firms, including sole proprietors, floor brokers and floor traders, must establish a security account ...
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FB and FT applicants must file a fingerprint card. AP, FB and FT applicants, Branch Office Managers and principals who are already pending, temporarily licensed ...
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(2) the fingerprints of the applicant on a fingerprint card provided by NFA for that purpose, if required;. (3) the registration fee by Rule 203(a), if ...
... NFA membership can be filed once entry of the required data is complete. ... Chicago, IL 60693-0001. Where do I send fingerprint cards? Completed fingerprint ...
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Q41: What is the Firm CRD or Org number? A41: Fingerprint cards have a section called Org ID number. Enter your firm's Organization ID# (assigned after your ...
Home Registration and Membership Who Has to Register Floor Trader (FT) Registration ... Submit fingerprint cards; Contract markets and SEFs must submit ...
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