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What Is Universal Asynchronous Receiver-Transmitter (UART)? Meaning, Working, Models, and Uses

The Universal Asynchronous Receiver-Transmitter (UART) is a serial communication protocol that facilitates data exchange between electronic devices. Learn more about UART, how it works, its models, and some of its uses from this article.

Last Updated: March 25, 2024

Image illustrating an isometric concept of a smart home system.

What Is UART?

The Universal Asynchronous Receiver-Transmitter (UART) is a serial communication protocol that facilitates data exchange between electronic devices. It serves as a bridge for asynchronous communication, allowing devices with different clock rates or architectures to communicate seamlessly. UART is prevalent in various applications, ranging from microcontrollers and embedded systems to computer peripherals.

At its core, UART enables the serial transmission of data, where bits are sent one after the other without a shared clock signal between the sender and the receiver. This asynchronous nature is fundamental to its flexibility, as devices with varying clock speeds can still communicate effectively.

In UART communication, data is sent in frames. A typical frame includes a start bit, a specified number of data bits (commonly 8 bits), an optional parity bit for error-checking, and one or more stop bits to signal the end of the data. The start bit helps the receiver identify the beginning of a new frame, while stop bits provide a brief pause before the next frame starts.

The absence of a shared clock means that the sender and receiver must agree on a specific baud rate, representing the number of bits transmitted per second. Both devices must be configured with the same baud rate to ensure accurate communication.

A practical example of UART communication involves connecting a microcontroller to a computer. Consider a scenario where a temperature sensor is connected to a microcontroller, and the microcontroller sends the temperature readings to a computer for display.

The microcontroller initiates communication by sending a data frame through its UART interface. This frame might include the temperature data (in binary form), a start bit, 8 data bits, no parity bit, and one stop bit. The computer, equipped with a UART interface, would receive and interpret the incoming data frame.

To implement this, both the microcontroller and computer must be configured with the same baud rate, ensuring synchronization in the transmission and reception of data. The computer’s UART interface would continuously monitor the incoming data, waiting for the start bit to identify the beginning of each frame. Once the start bit is detected, the subsequent bits are read and assembled to reconstruct the transmitted data.

In this example, UART simplifies the communication between the microcontroller and computer, allowing the seamless exchange of information. This asynchronous communication method is highly versatile and finds applications in scenarios where devices need to communicate reliably despite differences in clock speeds or architectures.

UART market

The UART market is currently witnessing a period of growth that aligns with the increase in demand for IoT devices and advancement in communication technologies. UARTs are critical for hardware communication in many applications, acting as the bridge for device-to-device communication protocols.

According to a November 2023 market analysis report by Data Analytics Visionaries, UART is a key technology component in the Automatic Data Capture (ADC) market, which is set to experience growth in the coming years. The ADC market, encompassing various data input and communication technologies, including UART, is projected to expand due to the increased need for automation in data capture across industries.

Additionally, in November 2023, Fibocom, a global leader in IoT wireless solutions and communication modules, announced that its smart module received certification for the North American market. This certification is a clear indicator of the vitality of the UART market. The smart module uses UART communication to enable IoT devices to process and analyze data in real time. This highlights the significance of UARTs in modern mobile computing and IoT applications.

Furthermore, another November 2023 report by Insighters titled “Global IP Core & Edge Routers and Switches Market Size Analysis” suggests the importance of UARTs in the context of networking hardware. The report hints at the necessity for reliable data transfer mechanisms such as UARTs in routers and switches, which form the backbone of the current and future internet infrastructure.

The practical uses of UART today are extensive, touching nearly every industry utilizing electronic communications. In the automotive sector, UARTs are used in vehicle diagnostics, enabling mechanics to read fault codes from vehicles’ onboard computers. Consumer electronics leverage UART for simple communication tasks in devices like GPS systems and home automation controllers. In industrial settings, UARTs are critical in machine-to-machine (M2M) communications, interfacing sensors, and control systems. The healthcare industry uses UARTs in medical devices, such as patient monitoring systems, to communicate vital signs to central monitoring stations.

Looking toward the future, UARTs are expected to play an even more significant role. With the exponential growth in IoT, UARTs are anticipated to be widely implemented for their reliability and ease of use in connecting the myriad of low-power sensors and actuaries expected to permeate everyday objects.

Further advances in autonomous vehicle technology and drones will drive demand for UARTs, as they often need to communicate with various onboard systems and ground control. In addition, UARTs may be increasingly relevant for future space exploration missions, where robust and well-understood communication protocols are vital for the success of long-duration space flights and interplanetary probes.

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How Does UART Work?

UART enables seamless and reliable information exchange between devices by transmitting individual bits synchronized yet asynchronously. To understand better, let’s break down how UART works step by step, along with a practical example.

Step I: Initialization

Before communication begins, devices must be configured with the same parameters. Key settings include:

1) Baud rate: The speed at which bits are transmitted and received.

2) Data bits: The number of data bits per frame (commonly 8).

3) Parity: An optional bit for error-checking (even, odd, or none).

4) Stop bits: One or more bits indicating the end of a data frame.

Step II: Start of frame

1) Sender’s perspective

The communication starts with transmitting a start bit (logical 0). This signals the beginning of a data frame. The start bit helps the receiver synchronize its clock with the incoming data.

2) Receiver’s perspective

The receiver continuously monitors the incoming signal. When it detects a start bit, it synchronizes its internal clock to match the sender’s clock. This ensures proper bit recognition during data reception.

Step III: Data transmission

1) Sender’s perspective

Following the start bit, the sender transmits the actual data bits. For example, if sending the ASCII character ‘A,’ which is 01000001 in binary, each bit is transmitted one after the other.

2) Receiver’s perspective

The receiver reads the specified number of data bits according to the configuration. If 8 data bits are used, the receiver reads these 8 bits as they are transmitted.

Step IV: Parity bit (optional)

1) Sender’s perspective

If configured, the sender may include a parity bit for error-checking. The parity bit is inserted after the data bits and before the stop bits. It helps detect transmission errors by ensuring an even or odd number of 1s in the data.

2) Receiver’s perspective

The receiver checks the received data, including the parity bit, to verify whether it conforms to the selected parity (even, odd, or none). Any discrepancy in parity indicates a potential error in transmission.

Step V: Stop bits

1) Sender’s perspective

One or more stop bits follow the data bits and, if included, the parity bit. Stop bits signal the end of the data frame and provide a brief pause before the next frame begins.

2) Receiver’s perspective

The receiver identifies the stop bits, completing the reception of the data frame. It is now ready for the next start bit to initiate the reception of a new frame.

Step VI: Data processing

1)  Receiver’s perspective

After successfully receiving a data frame, the receiver processes the data according to the application’s requirements. This may involve displaying sensor readings, executing commands, or any other specific action based on the communicated information.

Step VII: Repeat

The communication cycle repeats, with devices taking turns transmitting and receiving data frames. The asynchronous nature of UART allows devices with different clock speeds or architectures to communicate seamlessly.

Example:

Consider a scenario where a microcontroller is connected to a computer via UART. The microcontroller reads data from a temperature sensor and transmits it to the computer. Both devices are configured with a baud rate of 9600, 8 data bits, no parity, and one stop bit.

Microcontroller:

1) Sends a start bit (0).

2) Transmits 8 data bits representing the temperature reading.

3) Optionally includes a parity bit for error-checking.

4) Sends one stop bit (1).

Computer:

1) Monitors the incoming signal.

2) Detects the start bit and synchronizes its clock.

3) Reads the data bits and, if configured, checks the parity bit.

4) Identifies the stop bit and processes the received data.

This example illustrates how UART enables reliable data exchange between devices, even when they operate at different clock speeds or have distinct architectures. UART’s simplicity and flexibility contribute to its widespread use in various electronic applications.

See More: What Is GSM (Global System for Mobile Communications)? Meaning, Working, Architecture, and Applications

UART Models

Different UART models cater to diverse application requirements, providing various features and capabilities. Whether improving data transfer efficiency, enabling wireless communication, or reducing power consumption, the choice of the UART model depends on the specific application needs.

Understanding the characteristics of different UART models allows engineers and developers to select the most suitable UART for their particular use case, ensuring optimal performance and reliability in serial communication.

Let’s explore a few UART models and practical examples of their applications.

1.16550 UART

The 16550 UART is one of the early and widely used UART models. It introduced a FIFO (First In, First Out) buffer, which helps improve data transfer efficiency by storing multiple bytes before they are transmitted or received.

Practical example:

Imagine a scenario where a microcontroller is interfaced with a computer for data logging. The 16550 UART, with its FIFO buffer, can handle a continuous stream of sensor data more efficiently, reducing the risk of data loss during high-speed communication.

2. UART with DMA (Direct memory access)

Some UART models come equipped with DMA support. DMA allows data to be transferred directly between memory and the UART without involving the CPU. This offloads the CPU from managing data transfers, enabling more efficient multitasking.

Practical example:

Consider a scenario where a microcontroller needs to transmit large amounts of data to another device. A UART with DMA support can streamline this process, freeing up the CPU to perform other tasks while data is transferred in the background.

3. Bluetooth UART modules

UART modules integrated into Bluetooth devices enable wireless serial communication. These modules often come with Bluetooth stack implementations, allowing seamless wireless communication between devices.

Practical example:

In the Internet of Things, a Bluetooth UART module can be used in a smart home application. For instance, a Bluetooth-enabled microcontroller can communicate wirelessly with a smartphone, allowing users to control home appliances or receive sensor data.

4. USB-to-UART bridge

A USB-to-UART bridge converts USB signals to UART signals, allowing devices with USB interfaces to communicate with those using UART. These bridges are commonly employed in scenarios where USB connectivity is required.

Practical example:

Consider a situation where a microcontroller needs to communicate via USB with a computer. A USB to UART bridge can be used to establish communication, facilitating data transfer between the microcontroller and computer over a USB connection.

5. Multi-channel UART

Some UART models feature multiple communication channels, allowing simultaneous communication with multiple devices. Each channel operates independently, making multi-channel UARTs suitable for applications requiring communication with multiple peripherals.

Practical example:

In an industrial setting, a microcontroller may need to communicate with various sensors, actuators, and displays. A multi-channel UART can handle these diverse communication requirements efficiently.

6. Low-energy UART

Low-energy UART models are designed to operate with minimal power consumption, making them suitable for battery-powered devices or energy-efficient applications.

Practical example:

Consider a wearable fitness tracker that communicates with a smartphone. A low-energy UART can enable communication while minimizing power consumption, prolonging the battery life of the wearable device.

7. Programmable UARTs

Programmable UARTs offer flexibility by allowing users to configure various parameters, such as baud rate and data format. This adaptability makes them suitable for a wide range of applications.

Practical example:

In a research environment where different devices with varying communication requirements are used, a programmable UART can be configured on the fly to meet the specific needs of each device.

See More: What Is the Internet of Everything? Meaning, Examples, and Uses

Uses of UART

UART uses span a broad spectrum of applications, showcasing its adaptability and reliability. Whether enabling wireless communication in IoT devices, connecting GPS modules for precise location tracking, or serving as a programming interface for microcontrollers, UART plays a crucial role in modern electronic systems.

Let’s delve into the unique uses of UART across different domains:

1. Microcontroller communication

Scenario: Microcontrollers often communicate with other components like sensors, actuators, and displays in embedded systems.

Use: UART allows microcontrollers to exchange data with these peripheral devices, enabling seamless integration and control in applications like robotics, industrial automation, and smart devices.

2. Wireless communication modules

Scenario: Many wireless communication modules, such as Zigbee or LoRa, utilize UART for communication.

Use: UART serves as the communication interface between the microcontroller and the wireless module, enabling wireless connectivity in applications like IoT devices, remote sensing, and smart home systems.

3. GPS modules

Scenario: GPS modules provide location information in navigation and tracking applications.

Use: UART facilitates communication between microcontrollers and GPS modules, allowing devices to receive accurate location data. This is crucial in applications such as vehicle tracking, asset monitoring, and geolocation-based services.

4. Bluetooth communication

Scenario: Bluetooth modules, including Bluetooth Low Energy (BLE), often communicate with  UART.

Use: UART enables communication between microcontrollers and Bluetooth modules, enabling wireless connectivity for applications like wearables, health devices, and smart home systems.

5. Programming microcontrollers

Scenario: Microcontrollers are often programmed or debugged using UART during development.

Use: UART serves as a programming interface allowing developers to upload firmware or debug code on microcontrollers. This is essential in the initial setup and maintenance of electronic systems.

6. Industrial automation

Scenario: Various sensors and control devices communicate with a central controller in industrial settings.

Use: UART facilitates communication between the central controller and diverse industrial components, enabling real-time monitoring, control, and data acquisition in applications like manufacturing automation and process control.

7. Smart metering

Scenario: Smart meters are used to monitor and report utility consumption.

Use: UART is employed in smart meters to communicate with microcontrollers, facilitating the collection and transmission of consumption data. This enables efficient utility management and billing.

8. Human-machine interface (HMI)

Scenario: HMIs are interfaces that allow users to interact with machines or systems.

Use: UART connects microcontrollers to display units or touchscreens, enabling the implementation of user interfaces in applications like industrial control panels, medical devices, and consumer electronics.

9. Automotive electronics

Scenario: Modern vehicles incorporate numerous electronic components that require communication.

Use: UART is employed in automotive electronics to communicate between microcontrollers, sensors, and entertainment systems. This facilitates functionalities such as engine control, infotainment, and advanced driver assistance systems (ADAS).

10. Serial communication between computers and peripherals

Scenario: Computers communicate with peripherals like printers, scanners, and external devices.

Use: UART is used in serial ports to enable communication between computers and peripherals, facilitating data transfer and device control in a wide range of computer systems.

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Pros and Cons of UART

UART, a widely used communication protocol, has advantages and limitations. Understanding the pros and cons of UART is crucial for engineers and developers when choosing communication protocols for specific applications.

Pros of UART:

Cons of UART:

Takeaway

UART remains a stalwart in serial communication even today, providing simplicity, versatility, and widespread support in various electronic systems. However, looking toward the future, the trajectory of technological progress, including advancements in AI, ML, IoT, and so on, raises intriguing possibilities for UART.

While emerging technologies might introduce alternative communication protocols in certain domains, UART’s ubiquity and reliability position it as a foundational component in the evolving landscape of interconnected and intelligent systems, showcasing its enduring relevance in the face of ongoing technological advancements. UART’s adaptability and time-tested nature may continue to play a vital role as applications diversify and demand efficient, real-time communication in the ever-evolving field of computing.

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Vijay Kanade

AI Researcher

Vijay A. Kanade is a computer science graduate with 7+ years of corporate experience in Intellectual Property Research. He is an academician with research interest in multiple research domains. His research work spans from Computer Science, AI, Bio-inspired Algorithms to Neuroscience, Biophysics, Biology, Biochemistry, Theoretical Physics, Electronics, Telecommunication, Bioacoustics, Wireless Technology, Biomedicine, etc. He has published about 30+ research papers in Springer, ACM, IEEE & many other Scopus indexed International Journals & Conferences. Through his research work, he has represented India at top Universities like Massachusetts Institute of Technology (Cambridge, USA), University of California (Santa Barbara, California), National University of Singapore (Singapore), Cambridge University (Cambridge, UK). In addition to this, he is currently serving as an 'IEEE Reviewer' for the IEEE Internet of Things (IoT) Journal.

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